Q4 2018 13F Holders as of 12/31/2018
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Type / Class
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Equity / First Trust China AlphaDEX(R) Fund
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Shares outstanding
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2.15M
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Number of holders
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12
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Total 13F shares, excl. options
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114K
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Shares change
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-17.3K
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Total reported value, excl. options
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$2.7M
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Value change
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-$441K
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Number of buys
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4
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Number of sells
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-7
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Price
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$23.38
Significant Holders of First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust China AlphaDEX(R) Fund (FCA) as of Q4 2018
14 filings reported holding FCA - First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust China AlphaDEX(R) Fund as of Q4 2018.
First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust China AlphaDEX(R) Fund (FCA) has 12 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 114K shares
of 2.15M outstanding shares and own 5.31% of the company stock.
Largest 10 shareholders include SUSQUEHANNA INTERNATIONAL GROUP, LLP (54.4K shares), Cambridge Investment Research Advisors, Inc. (25K shares), LPL Financial LLC (14K shares), JANE STREET GROUP, LLC (9.24K shares), BANK OF AMERICA CORP /DE/ (3.7K shares), MORGAN STANLEY (2.53K shares), SeaCrest Wealth Management, LLC (1.9K shares), ROYAL BANK OF CANADA (865 shares), UBS Group AG (828 shares), and Advisor Group, Inc. (799 shares).
This table shows the top 12 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.