Q3 2020 13F Holders as of 9/30/2020
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Type / Class
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Equity / First Trust China AlphaDEX(R) Fund
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Shares outstanding
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2.15M
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Number of holders
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16
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Total 13F shares, excl. options
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1.77M
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Shares change
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-356K
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Total reported value, excl. options
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$46.2M
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Value change
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-$9.26M
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Number of buys
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5
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Number of sells
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-7
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Price
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$26.04
Significant Holders of First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust China AlphaDEX(R) Fund (FCA) as of Q3 2020
16 filings reported holding FCA - First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust China AlphaDEX(R) Fund as of Q3 2020.
First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust China AlphaDEX(R) Fund (FCA) has 16 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 1.77M shares
of 2.15M outstanding shares and own 82.42% of the company stock.
Largest 10 shareholders include FIRST TRUST ADVISORS LP (1.46M shares), SUSQUEHANNA INTERNATIONAL GROUP, LLP (106K shares), CITADEL ADVISORS LLC (70.1K shares), LPL Financial LLC (31.1K shares), Cambridge Investment Research Advisors, Inc. (27K shares), Rockefeller Capital Management L.P. (16.1K shares), JANE STREET GROUP, LLC (15.3K shares), RAYMOND JAMES & ASSOCIATES (14.4K shares), BANK OF AMERICA CORP /DE/ (8.95K shares), and ROYAL BANK OF CANADA (7.87K shares).
This table shows the top 16 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.