Q1 2021 13F Holders as of 3/31/2021
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Type / Class
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Equity / First Trust China AlphaDEX(R) Fund
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Shares outstanding
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2.15M
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Number of holders
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14
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Total 13F shares, excl. options
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371K
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Shares change
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+108K
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Total reported value, excl. options
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$12.3M
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Value change
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+$4.58M
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Number of buys
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7
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Number of sells
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-10
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Price
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$29.68
Significant Holders of First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust China AlphaDEX(R) Fund (FCA) as of Q1 2021
19 filings reported holding FCA - First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust China AlphaDEX(R) Fund as of Q1 2021.
First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust China AlphaDEX(R) Fund (FCA) has 14 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 371K shares
of 2.15M outstanding shares and own 17.27% of the company stock.
Largest 10 shareholders include ROYAL BANK OF CANADA (83.2K shares), JANE STREET GROUP, LLC (77K shares), HRT FINANCIAL LP (41.7K shares), Waverton Investment Management Ltd (41.1K shares), SUSQUEHANNA INTERNATIONAL GROUP, LLP (40K shares), Cambridge Investment Research Advisors, Inc. (27K shares), COMMONWEALTH EQUITY SERVICES, LLC (22.5K shares), Rockefeller Capital Management L.P. (15.6K shares), LPL Financial LLC (9.66K shares), and AdvisorNet Financial, Inc (7.61K shares).
This table shows the top 14 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.