Q1 2023 13F Holders as of 3/31/2023
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Type / Class
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Equity / First Trust China AlphaDEX(R) Fund
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Shares outstanding
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2.15M
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Number of holders
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10
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Total 13F shares, excl. options
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217K
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Shares change
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+93.5K
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Total reported value, excl. options
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$4.75M
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Value change
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+$2.05M
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Number of buys
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7
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Number of sells
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-4
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Price
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$21.87
Significant Holders of First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust China AlphaDEX(R) Fund (FCA) as of Q1 2023
11 filings reported holding FCA - First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust China AlphaDEX(R) Fund as of Q1 2023.
First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust China AlphaDEX(R) Fund (FCA) has 10 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 217K shares
of 2.15M outstanding shares and own 10.1% of the company stock.
Largest 10 shareholders include LPL Financial LLC (83.9K shares), JANE STREET GROUP, LLC (42.1K shares), Cambridge Investment Research Advisors, Inc. (36.1K shares), SUSQUEHANNA INTERNATIONAL GROUP, LLP (29.7K shares), HRT FINANCIAL LP (18.5K shares), ADVISOR GROUP HOLDINGS, INC. (3.1K shares), Royal Bank of Canada (2.49K shares), Delos Wealth Advisors, LLC (865 shares), Ameritas Advisory Services, LLC (260 shares), and UBS Group AG (11 shares).
This table shows the top 10 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.