First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust Germany AlphaDEX(R) Fund (FGM) Institutional Ownership

13F Institutional Holders and Ownership History from Q1 2014 to Q4 2025

Type / Class
Equity / First Trust Germany AlphaDEX(R) Fund
Symbol
FGM
Shares outstanding
1,349,929
Price per share
$62.36
All holders as of 30 Sep 2025
Q3 2025
Total 13F shares
925,895
Total reported value
$54,441,406
% of total 13F portfolios
0%
Share change
+140,017
Value change
+$8,317,609
Number of holders
22
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust Germany AlphaDEX(R) Fund (FGM) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
FIRST TRUST PORTFOLIOS LP 45% -5.5% $37,806,665 +$795,105 606,253 +2.1% First Trust Portfolios L.P. 31 Dec 2025

As of 30 Sep 2025, 22 institutional investors reported holding 925,895 shares of First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust Germany AlphaDEX(R) Fund (FGM). This represents 69% of the company’s total 1,349,929 outstanding shares.

Top 25 Institutional Shareholders

The largest institutional shareholders of First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust Germany AlphaDEX(R) Fund (FGM) together control 69% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.

Institution Ownership % Shares Held Share Change % Portfolio % Holdings Value
FIRST TRUST ADVISORS LP 44% 593,503 +24% 0.03% $34,902,487
Kestra Advisory Services, LLC 4% 54,206 0.01% $3,187,725
MEITAV INVESTMENT HOUSE LTD 3.9% 52,000 0% 0.04% $3,057,995
Arlington Capital Management, Inc. 3.8% 51,741 1.9% $3,042,764
SUSQUEHANNA INTERNATIONAL GROUP, LLP 2.9% 39,123 -13% 0% $2,300,730
GTS SECURITIES LLC 2.4% 32,649 -26% 0.07% $1,920,022
JANE STREET GROUP, LLC 1.9% 25,816 +71% 0% $1,518,177
COTTONWOOD CAPITAL ADVISORS, LLC 1.2% 15,864 +20% 0.68% $932,923
RAYMOND JAMES FINANCIAL INC 0.95% 12,808 +15% 0% $753,207
CITADEL ADVISORS LLC 0.75% 10,181 -18% 0% $598,720
FLOW TRADERS U.S. LLC 0.71% 9,570 -63% 0.02% $563,000
MORGAN STANLEY 0.43% 5,769 -83% 0% $339,293
OSAIC HOLDINGS, INC. 0.42% 5,636 -4.3% 0% $322,874
Waverly Advisors, LLC 0.36% 4,860 -2.3% 0% $285,805
Transamerica Financial Advisors, LLC 0.35% 4,683 +10% 0.02% $275,387
StoneX Group Inc. 0.33% 4,430 0% 0.01% $260,544
Golden State Wealth Management, LLC 0.09% 1,214 -18% 0.01% $71,447
Advisory Services Network, LLC 0.07% 967 0% $56,867
IFP Advisors, Inc 0.03% 403 0% 0% $23,681
Farther Finance Advisors, LLC 0.02% 319 0% 0% $18,760
Tower Research Capital LLC (TRC) 0.01% 100 0% $5,881
PRINCIPAL SECURITIES, INC. 0% 53 0% $3,117
Financial Advocates Investment Management 0% 0 -100% $0
US BANCORP \DE\ 0% 0 -100% $0
Private Advisory Group LLC 0% 0 -100% $0

Institutional Holders of First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust Germany AlphaDEX(R) Fund (FGM) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2025 Q4 114,126 $7,117,033 +$2,901,104 $62.36 4
2025 Q3 925,895 $54,441,406 +$8,317,609 $58.81 22
2025 Q2 785,878 $44,292,546 +$32,543,175 $56.36 20
2025 Q1 205,757 $9,446,227 +$2,990,055 $45.91 15
2024 Q4 141,862 $5,448,721 -$1,673,784 $38.41 12
2024 Q3 183,335 $7,321,488 +$458,797 $39.93 12
2024 Q2 174,022 $6,430,652 -$2,203,669 $36.89 11
2024 Q1 231,449 $9,260,113 -$1,424,929 $40.10 12
2023 Q4 272,622 $10,594,925 -$4,965,517 $38.89 14
2023 Q3 425,558 $15,407,501 -$6,434,527 $36.20 15
2023 Q2 394,986 $15,346,899 +$8,487,801 $38.84 16
2023 Q1 243,073 $9,419,178 -$5,787,643 $38.26 15
2022 Q4 191,613 $6,767,721 -$1,480,771 $35.32 19
2022 Q3 243,875 $6,904,000 -$948,049 $28.31 18
2022 Q2 340,003 $11,545,000 -$3,782,861 $33.73 18
2022 Q1 451,433 $19,768,000 -$56,088,458 $43.90 21
2021 Q4 1,544,294 $82,843,000 -$2,852,878 $53.67 24
2021 Q3 1,508,479 $82,823,000 -$8,343,640 $54.90 22
2021 Q2 1,661,967 $94,793,000 -$631,077 $57.04 23
2021 Q1 1,673,637 $90,068,000 +$2,642,735 $53.82 21
2020 Q4 1,625,405 $83,338,000 +$514,823 $51.28 21
2020 Q3 1,618,896 $71,771,000 -$9,661,345 $44.30 20
2020 Q2 1,844,301 $74,686,681 -$12,815,745 $40.50 20
2020 Q1 2,150,357 $67,317,695 -$31,606,890 $31.31 21
2019 Q4 3,098,549 $137,572,832 +$5,877,892 $44.42 30
2019 Q3 2,966,613 $118,459,000 -$14,979,708 $39.94 29
2019 Q2 3,347,482 $140,056,000 -$6,266,991 $41.83 33
2019 Q1 3,521,722 $145,118,000 +$10,453,126 $41.20 32
2018 Q4 3,278,824 $123,562,000 -$43,170,405 $37.69 32
2018 Q3 4,421,908 $204,831,000 -$21,024,487 $46.33 34
2018 Q2 4,876,191 $224,682,000 +$71,587 $46.07 33
2018 Q1 4,870,534 $243,421,488 +$7,686,584 $49.98 32
2017 Q4 4,712,252 $241,206,256 +$18,934,825 $51.20 33
2017 Q3 4,350,513 $207,826,102 +$18,280,694 $47.78 31
2017 Q2 4,002,572 $173,507,311 +$21,049,733 $43.35 36
2017 Q1 3,511,387 $138,771,885 +$39,672,953 $39.53 33
2016 Q4 2,489,604 $90,499,172 -$16,851,496 $36.35 24
2016 Q3 2,975,326 $111,546,554 -$15,642,574 $37.49 26
2016 Q2 3,397,679 $117,517,728 -$4,527,996 $34.59 25
2016 Q1 3,526,876 $129,064,625 -$51,729,810 $36.60 26
2015 Q4 4,942,929 $178,968,134 -$11,687,208 $36.21 28
2015 Q3 5,268,815 $177,195,780 -$51,305,315 $33.63 28
2015 Q2 6,787,801 $257,216,572 +$187,897,089 $37.89 26
2015 Q1 1,820,460 $69,851,922 +$16,714,598 $38.37 21
2014 Q4 1,294,695 $46,585,251 +$9,001,555 $35.98 19
2014 Q3 1,053,008 $37,130,068 -$2,356,848 $35.27 19
2014 Q2 1,119,413 $46,795,426 +$4,721,762 $41.81 22
2014 Q1 1,002,365 $42,469,914 +$3,977,505 $42.36 20