Q3 2014 13F Holders as of 9/30/2014
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Type / Class
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Equity / First Trust Germany AlphaDEX(R) Fund
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Shares outstanding
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1.25M
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Number of holders
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19
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Total 13F shares, excl. options
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1.05M
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Shares change
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-66.4K
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Total reported value, excl. options
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$37.1M
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Value change
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-$2.36M
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Number of buys
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10
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Number of sells
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-13
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Price
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$35.27
Significant Holders of First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust Germany AlphaDEX(R) Fund (FGM) as of Q3 2014
23 filings reported holding FGM - First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust Germany AlphaDEX(R) Fund as of Q3 2014.
First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust Germany AlphaDEX(R) Fund (FGM) has 19 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 1.05M shares
of 1.25M outstanding shares and own 84.24% of the company stock.
Largest 10 shareholders include MORGAN STANLEY (403K shares), FIRST TRUST ADVISORS LP (164K shares), ATWOOD & PALMER INC (142K shares), JPMORGAN CHASE & CO (61.1K shares), RAYMOND JAMES & ASSOCIATES (48.6K shares), ROYAL BANK OF CANADA (37.4K shares), UBS AG (32.5K shares), KCG Holdings, Inc. (30.3K shares), Ameriprise Financial Inc (30.1K shares), and BANK OF AMERICA CORP /DE/ (24.1K shares).
This table shows the top 19 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.