Q1 2014 13F Holders as of 3/31/2014
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Type / Class
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Equity / First Trust United Kingdom AlphaDEX(R) Fund
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Shares outstanding
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1.5M
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Number of holders
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15
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Total 13F shares, excl. options
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755K
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Shares change
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+265K
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Total reported value, excl. options
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$32.6M
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Value change
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+$11.4M
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Number of buys
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11
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Number of sells
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-6
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Price
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$43.22
Significant Holders of First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust United Kingdom AlphaDEX(R) Fund (FKU) as of Q1 2014
19 filings reported holding FKU - First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust United Kingdom AlphaDEX(R) Fund as of Q1 2014.
First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust United Kingdom AlphaDEX(R) Fund (FKU) has 15 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 755K shares
of 1.5M outstanding shares and own 50.32% of the company stock.
Largest 10 shareholders include MORGAN STANLEY (327K shares), Atlanta Capital Group (130K shares), ROYAL BANK OF CANADA (51.6K shares), RAYMOND JAMES & ASSOCIATES (43.9K shares), SUSQUEHANNA INTERNATIONAL GROUP, LLP (40.6K shares), CITIGROUP INC (40K shares), JPMORGAN CHASE & CO (38.2K shares), AMERIPRISE FINANCIAL INC (17.3K shares), JANE STREET GROUP, LLC (16.6K shares), and LPL Financial LLC (13.7K shares).
This table shows the top 15 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.