First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust United Kingdom AlphaDEX(R) Fund (FKU)

Historical Holders from Q1 2014 to Q3 2025

Type / Class
Equity / First Trust United Kingdom AlphaDEX(R) Fund
Symbol
FKU
Shares outstanding
1,500,049
Price per share
$49.32
All holders as of 30 Sep 2025
Q3 2025
Total 13F shares
1,157,572
Total reported value
$56,102,059
% of total 13F portfolios
0%
Share change
+119,847
Value change
+$5,888,038
Number of holders
25
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust United Kingdom AlphaDEX(R) Fund (FKU) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
FIRST TRUST PORTFOLIOS LP 47% +12% $34,090,590 +$6,592,377 703,373 +24% First Trust Portfolios L.P. 30 Sep 2025
As of 30 Sep 2025, First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust United Kingdom AlphaDEX(R) Fund (FKU) has 25 institutional shareholders filing 13F forms. They hold 1,157,572 shares. of 1,500,049 outstanding shares (77%) .

Top 25 institutional shareholders own 77% of the company.

Filer Ownership Nb Shares Share Change % Portfolio % Holdings Value
FIRST TRUST ADVISORS LP 47% 703,373 +24% 0.03% $34,091,363
CITADEL ADVISORS LLC 7.9% 118,593 0% $5,748,013
MORGAN STANLEY 6.6% 99,499 -29% 0% $4,822,570
Rathbones Group PLC 4.1% 61,764 -1.5% 0.01% $2,993,602
Corient Private Wealth LLC 2.1% 31,986 +0.07% 0% $1,550,310
Quantinno Capital Management LP 1.6% 24,629 -2.2% 0% $1,193,728
PGIM Custom Harvest LLC 0.99% 14,903 +0.34% 0.01% $722,325
RAYMOND JAMES FINANCIAL INC 0.98% 14,634 +12% 0% $709,287
Waverton Investment Management Ltd 0.76% 11,455 -0.78% 0.01% $555,109
JANE STREET GROUP, LLC 0.73% 10,972 -79% 0% $531,795
COTTONWOOD CAPITAL ADVISORS, LLC 0.69% 10,352 +8.8% 0.37% $501,733
SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.63% 9,426 +16% 0% $456,863
GOLDMAN SACHS GROUP INC 0.57% 8,499 -16% 0% $411,933
UBS Group AG 0.55% 8,199 -6.4% 0% $397,389
Walkner Condon Financial Advisors LLC 0.37% 5,602 +19% 0.04% $271,520
Transamerica Financial Advisors, LLC 0.37% 5,560 +9.3% 0.02% $269,448
Williams Jones Wealth Management, LLC. 0.33% 5,000 -41% 0% $242,350
StoneX Group Inc. 0.32% 4,740 +0.11% 0.01% $229,755
OSAIC HOLDINGS, INC. 0.22% 3,290 -62% 0% $155,944
Evelyn Partners Investment Management Services Ltd 0.13% 2,002 0% 0.01% $97,034
Advisory Services Network, LLC 0.08% 1,269 0% $61,506
Dunhill Financial, LLC 0.06% 965 +0.1% 0.01% $46,784
NewEdge Advisors, LLC 0.05% 735 +0.96% 0% $35,624
COMERICA BANK 0.01% 124 0% 0% $6,010
WELLS FARGO & COMPANY/MN 0% 1 0% $64

Institutional Holders of First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust United Kingdom AlphaDEX(R) Fund (FKU) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price Investors
2025 Q3 1,157,572 $56,102,059 +$5,888,038 $48.47 25
2025 Q2 1,037,725 $48,657,329 +$230,160 $46.89 24
2025 Q1 1,047,984 $41,951,768 -$14,554,865 $40.03 21
2024 Q4 1,408,844 $53,661,566 -$1,583,582 $38.08 22
2024 Q3 1,448,175 $60,580,108 +$67,140 $41.83 19
2024 Q2 1,515,158 $57,764,170 +$2,793,681 $38.12 19
2024 Q1 1,440,521 $54,359,068 +$37,854,867 $37.76 17
2023 Q4 326,654 $11,967,068 -$2,835,810 $36.66 16
2023 Q3 406,078 $13,209,298 +$307,855 $32.51 19
2023 Q2 396,127 $13,185,605 -$3,206,442 $33.33 19
2023 Q1 447,341 $15,140,902 -$1,899,151 $33.85 18
2022 Q4 518,377 $16,414,149 -$748,759 $31.66 24
2022 Q3 437,355 $11,951,000 -$38,250,715 $26.80 19
2022 Q2 1,685,597 $53,445,000 -$743,514 $31.57 26
2022 Q1 1,686,491 $64,989,000 -$712,209 $38.53 26
2021 Q4 1,668,734 $73,663,000 +$3,361,852 $44.14 26
2021 Q3 1,594,336 $66,994,000 +$60,244,133 $42.02 22
2021 Q2 159,205 $6,987,000 -$896,119 $43.89 17
2021 Q1 183,564 $7,812,000 +$1,133,627 $41.75 15
2020 Q4 168,671 $6,313,000 -$100,091 $37.72 13
2020 Q3 158,589 $4,901,000 -$1,083,868 $30.89 9
2020 Q2 193,920 $5,674,000 +$655,725 $29.26 10
2020 Q1 171,560 $4,060,000 -$986,347 $23.61 10
2019 Q4 178,228 $7,308,000 +$3,130,225 $41.01 13
2019 Q3 101,191 $3,603,000 +$455,782 $35.61 9
2019 Q2 88,113 $3,201,000 -$2,045,225 $36.34 10
2019 Q1 144,417 $5,293,000 +$445,442 $36.61 12
2018 Q4 132,453 $4,244,000 +$2,521,047 $32.00 11
2018 Q3 50,469 $1,946,000 -$1,518,417 $38.56 11
2018 Q2 88,094 $3,560,000 -$5,382,934 $40.38 16
2018 Q1 223,111 $8,854,000 +$1,756,959 $39.65 17
2017 Q4 178,796 $7,136,000 -$9,349,463 $39.88 16
2017 Q3 413,347 $15,770,000 -$1,059,255 $38.11 14
2017 Q2 461,490 $16,649,000 +$1,921,556 $36.08 18
2017 Q1 408,130 $14,233,370 -$3,924,201 $34.85 18
2016 Q4 522,374 $17,102,000 +$1,362,368 $32.72 18
2016 Q3 479,921 $16,441,000 -$96,520,020 $34.28 19
2016 Q2 3,535,204 $117,520,000 -$15,715,868 $33.25 25
2016 Q1 3,630,325 $136,723,000 -$38,462,815 $37.66 28
2015 Q4 4,901,451 $196,749,000 -$12,408,095 $40.14 29
2015 Q3 5,210,439 $209,003,000 -$55,897,009 $40.11 27
2015 Q2 8,009,927 $348,468,453 +$241,311,288 $43.49 29
2015 Q1 2,459,455 $99,412,000 +$19,510,558 $40.42 23
2014 Q4 1,898,052 $74,614,115 -$79,739,239 $39.31 24
2014 Q3 3,960,468 $154,175,306 +$119,538,304 $38.93 23
2014 Q2 888,789 $37,522,000 +$5,609,819 $42.22 16
2014 Q1 754,894 $32,626,000 +$11,445,489 $43.22 15