Q3 2018 13F Holders as of 9/30/2018
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Type / Class
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Equity / First Trust United Kingdom AlphaDEX(R) Fund
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Shares outstanding
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1.5M
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Number of holders
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11
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Total 13F shares, excl. options
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50.5K
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Shares change
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-37.6K
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Total reported value, excl. options
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$1.95M
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Value change
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-$1.52M
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Number of buys
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4
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Number of sells
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-8
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Price
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$38.56
Significant Holders of First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust United Kingdom AlphaDEX(R) Fund (FKU) as of Q3 2018
16 filings reported holding FKU - First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust United Kingdom AlphaDEX(R) Fund as of Q3 2018.
First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust United Kingdom AlphaDEX(R) Fund (FKU) has 11 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 50.5K shares
of 1.5M outstanding shares and own 3.36% of the company stock.
Largest 10 shareholders include JANE STREET GROUP, LLC (19.2K shares), MORGAN STANLEY (12.1K shares), RAYMOND JAMES & ASSOCIATES (7.08K shares), ACG Wealth (6.77K shares), UBS Group AG (2.73K shares), BANK OF AMERICA CORP /DE/ (749 shares), WELLS FARGO & COMPANY/MN (708 shares), IFP Advisors, Inc (362 shares), ROYAL BANK OF CANADA (300 shares), and LADENBURG THALMANN FINANCIAL SERVICES INC. (209 shares).
This table shows the top 11 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.