Q3 2019 13F Holders as of 9/30/2019
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Type / Class
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Equity / First Trust United Kingdom AlphaDEX(R) Fund
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Shares outstanding
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1.5M
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Number of holders
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9
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Total 13F shares, excl. options
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101K
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Shares change
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+13.1K
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Total reported value, excl. options
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$3.6M
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Value change
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+$456K
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Number of buys
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5
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Number of sells
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-3
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Price
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$35.61
Significant Holders of First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust United Kingdom AlphaDEX(R) Fund (FKU) as of Q3 2019
11 filings reported holding FKU - First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust United Kingdom AlphaDEX(R) Fund as of Q3 2019.
First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust United Kingdom AlphaDEX(R) Fund (FKU) has 9 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 101K shares
of 1.5M outstanding shares and own 6.75% of the company stock.
Largest 10 shareholders include CITADEL ADVISORS LLC (41.3K shares), JANE STREET GROUP, LLC (36.1K shares), CREDIT SUISSE AG/ (10.6K shares), MORGAN STANLEY (4.09K shares), ROYAL BANK OF CANADA (3.93K shares), WELLS FARGO & COMPANY/MN (2.71K shares), BANK OF AMERICA CORP /DE/ (2.4K shares), UBS Group AG (55 shares), Advisor Group, Inc. (30 shares), and Pinnacle Advisory Group, Inc. (0 shares).
This table shows the top 9 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.