Q3 2020 13F Holders as of 9/30/2020
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Type / Class
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Equity / First Trust Horizon Managed Volatility Small/Mid ETF
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Shares outstanding
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752K
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Number of holders
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8
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Total 13F shares, excl. options
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498K
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Shares change
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-119K
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Total reported value, excl. options
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$12M
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Value change
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-$2.87M
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Number of buys
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3
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Number of sells
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-5
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Price
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$24.25
Significant Holders of FIRST TRUST EXCHANGE-TRADED FUND III - First Trust Horizon Managed Volatility Small/Mid ETF (HSMV) as of Q3 2020
8 filings reported holding HSMV - FIRST TRUST EXCHANGE-TRADED FUND III - First Trust Horizon Managed Volatility Small/Mid ETF as of Q3 2020.
FIRST TRUST EXCHANGE-TRADED FUND III - First Trust Horizon Managed Volatility Small/Mid ETF (HSMV) has 8 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 498K shares
of 752K outstanding shares and own 66.23% of the company stock.
Largest 8 shareholders include Cambridge Investment Research Advisors, Inc. (227K shares), ENVESTNET ASSET MANAGEMENT INC (173K shares), Orion Portfolio Solutions, LLC (75.4K shares), First Allied Advisory Services, Inc. (10K shares), Tower Research Capital LLC (TRC) (7.28K shares), UBS Group AG (3.56K shares), Holloway Wealth Management, LLC (1.42K shares), and ADVISOR GROUP HOLDINGS, INC. (60 shares).
This table shows the top 8 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.