FIRST TRUST EXCHANGE-TRADED FUND III - First Trust Horizon Managed Volatility Small/Mid ETF (HSMV)

Historical Holders from Q2 2020 to Q3 2025

Type / Class
Equity / First Trust Horizon Managed Volatility Small/Mid ETF
Symbol
HSMV
Shares outstanding
751,686
Price per share
$36.37
All holders as of 30 Sep 2025
Q3 2025
Total 13F shares as of 30 Sep 2025
876,337
Total reported value
$31,875,395
% of total 13F portfolios
0%
Share change
+163,012
Value change
+$5,929,041
Avg buy value change
+0%
Avg sell value change
-0%
Number of holders
17
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of FIRST TRUST EXCHANGE-TRADED FUND III - First Trust Horizon Managed Volatility Small/Mid ETF (HSMV) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
Bank of New York Mellon Corp 17% -22% $4,684,177 -$114,414 129,290 -2.4% Bank of New York Mellon Corp 30 Sep 2025
As of 30 Sep 2025, FIRST TRUST EXCHANGE-TRADED FUND III - First Trust Horizon Managed Volatility Small/Mid ETF (HSMV) has 17 institutional shareholders filing 13F forms. They hold 876,337 shares. .

Top 17 institutional shareholders own 117% of the company.

Filer Ownership Nb Shares Share Change % Portfolio % Holdings Value
ENVESTNET ASSET MANAGEMENT INC 27% 204,348 +7.9% 0% $7,432,773
Cetera Investment Advisers 23% 171,066 +10% 0.01% $6,222,238
LPL Financial LLC 20% 151,668 +5.8% 0% $5,516,641
Cambridge Investment Research Advisors, Inc. 19% 142,946 +4.4% 0.01% $5,199,000
Bank of New York Mellon Corp 17% 129,290 +1321% 0% $4,702,691
Orion Porfolio Solutions, LLC 4% 29,874 -3.8% 0.01% $1,086,613
PRINCIPAL SECURITIES, INC. 1.9% 14,069 +5.2% 0.01% $511,734
CERTIOR FINANCIAL GROUP, LLC 1.1% 8,024 +4.1% 0.2% $291,873
TWO SIGMA INVESTMENTS, LP 0.96% 7,237 0% $263,233
Envestnet Portfolio Solutions, Inc. 0.83% 6,243 -22% 0% $227,088
Tower Research Capital LLC (TRC) 0.72% 5,445 -47% 0.01% $198,052
OSAIC HOLDINGS, INC. 0.52% 3,913 -25% 0% $142,949
UBS Group AG 0.22% 1,678 -43% 0% $61,034
Rossby Financial, LCC 0.03% 244 0% 0% $8,857
Truvestments Capital LLC 0.03% 227 0% 0% $8,257
Horizon Investments, LLC 0.01% 64 +83% 0% $2,328
Russell Investments Group, Ltd. 0% 1 0% 0% $34

Institutional Holders of FIRST TRUST EXCHANGE-TRADED FUND III - First Trust Horizon Managed Volatility Small/Mid ETF (HSMV) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (% of par) Investors
2025 Q3 876,337 $31,875,395 +$5,929,041 3,637.32% 17
2025 Q2 723,243 $25,925,440 -$245,065 3,584.68% 17
2025 Q1 763,110 $27,479,943 -$25,965 3,601.42% 19
2024 Q4 731,723 $26,116,102 -$89,462 3,580.63% 17
2024 Q3 725,989 $26,592,522 +$1,368,363 3,662.99% 18
2024 Q2 688,671 $22,980,025 +$148,053 3,336.94% 15
2024 Q1 684,166 $23,230,538 +$378,642 3,395.36% 17
2023 Q4 676,340 $21,695,331 -$1,614,079 3,209.6% 16
2023 Q3 720,531 $21,227,894 -$241,487 2,946.18% 16
2023 Q2 711,584 $22,030,894 +$35,914 3,096% 15
2023 Q1 710,425 $21,918,668 +$3,252,112 3,085.32% 14
2022 Q4 605,618 $18,784,584 +$4,702,823 3,102.83% 14
2022 Q3 453,561 $12,739,000 +$2,608 2,808.04% 9
2022 Q2 453,471 $13,463,000 +$41,977 2,968.67% 9
2022 Q1 452,809 $15,023,009 +$1,801,373 3,320.83% 10
2021 Q4 396,787 $13,762,010 +$203,390 3,470.8% 8
2021 Q3 391,253 $12,502,011 -$272,218 3,197.38% 8
2021 Q2 399,752 $12,927,011 +$692,128 3,236.1% 8
2021 Q1 378,386 $11,861,011 -$1,797,074 3,137.33% 8
2020 Q4 436,095 $12,312,021 -$1,450,329 2,828.05% 8
2020 Q3 497,863 $12,039,034 -$2,870,279 2,425.08% 8
2020 Q2 616,498 $14,870,042 +$14,870,029 2,418.63% 5