Q3 2022 13F Holders as of 9/30/2022
-
Type / Class
-
Equity / First Trust Horizon Managed Volatility Small/Mid ETF
-
Shares outstanding
-
752K
-
Number of holders
-
9
-
Total 13F shares, excl. options
-
454K
-
Shares change
-
+90
-
Total reported value, excl. options
-
$12.7M
-
Value change
-
+$2.61K
-
Number of buys
-
6
-
Number of sells
-
-3
-
Price
-
$28.08
Significant Holders of FIRST TRUST EXCHANGE-TRADED FUND III - First Trust Horizon Managed Volatility Small/Mid ETF (HSMV) as of Q3 2022
9 filings reported holding HSMV - FIRST TRUST EXCHANGE-TRADED FUND III - First Trust Horizon Managed Volatility Small/Mid ETF as of Q3 2022.
FIRST TRUST EXCHANGE-TRADED FUND III - First Trust Horizon Managed Volatility Small/Mid ETF (HSMV) has 9 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 454K shares
of 752K outstanding shares and own 60.34% of the company stock.
Largest 10 shareholders include ENVESTNET ASSET MANAGEMENT INC (186K shares), Cambridge Investment Research Advisors, Inc. (158K shares), Orion Portfolio Solutions, LLC (41.5K shares), CITADEL ADVISORS LLC (34.9K shares), Tower Research Capital LLC (TRC) (19.7K shares), AVANTAX ADVISORY SERVICES, INC. (8.9K shares), UBS Group AG (2.04K shares), ADVISOR GROUP HOLDINGS, INC. (1.57K shares), ROYAL BANK OF CANADA (1.04K shares), and IFP Advisors, Inc (600 shares).
This table shows the top 9 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.