Q4 2022 13F Holders as of 12/31/2022
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Type / Class
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Equity / First Trust Horizon Managed Volatility Small/Mid ETF
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Shares outstanding
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752K
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Number of holders
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14
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Total 13F shares, excl. options
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606K
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Shares change
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+151K
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Total reported value, excl. options
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$18.8M
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Value change
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+$4.7M
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Number of buys
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9
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Number of sells
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-4
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Price
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$31.03
Significant Holders of FIRST TRUST EXCHANGE-TRADED FUND III - First Trust Horizon Managed Volatility Small/Mid ETF (HSMV) as of Q4 2022
15 filings reported holding HSMV - FIRST TRUST EXCHANGE-TRADED FUND III - First Trust Horizon Managed Volatility Small/Mid ETF as of Q4 2022.
FIRST TRUST EXCHANGE-TRADED FUND III - First Trust Horizon Managed Volatility Small/Mid ETF (HSMV) has 14 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 606K shares
of 752K outstanding shares and own 80.57% of the company stock.
Largest 10 shareholders include ENVESTNET ASSET MANAGEMENT INC (183K shares), Cambridge Investment Research Advisors, Inc. (158K shares), Cetera Investment Advisers (86.3K shares), Cetera Advisor Networks LLC (41.9K shares), Orion Portfolio Solutions, LLC (41K shares), CITADEL ADVISORS LLC (34.9K shares), Tower Research Capital LLC (TRC) (21.3K shares), Cetera Advisors LLC (17.9K shares), AVANTAX ADVISORY SERVICES, INC. (10.1K shares), and Atria Wealth Solutions, Inc. (6.82K shares).
This table shows the top 14 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.