Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC - Common (FFC) Institutional Ownership

13F Institutional Holders and Ownership History from Q1 2014 to Q4 2025

Type / Class
Equity / Common
Symbol
FFC on NYSE
Shares outstanding
48,175,150
Price per share
$16.51
All holders as of 30 Sep 2025
Q3 2025
Total 13F shares
10,976,367
Total reported value
$179,613,886
% of total 13F portfolios
0%
Share change
+605,229
Value change
+$10,306,140
Number of holders
115
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC - Common (FFC) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
FIRST TRUST PORTFOLIOS LP 5.6% $42,543,234 2,721,896 First Trust Portfolios L.P. 30 Jun 2025

As of 30 Sep 2025, 115 institutional investors reported holding 10,976,367 shares of Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC - Common (FFC). This represents 23% of the company’s total 48,175,150 outstanding shares.

Top 25 Institutional Shareholders

The largest institutional shareholders of Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC - Common (FFC) together control 19% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.

Institution Ownership % Shares Held Share Change % Portfolio % Holdings Value
WELLS FARGO & COMPANY/MN 1.9% 935,588 +3% 0% $15,802,075
BARD ASSOCIATES INC 1.8% 854,839 +92% 3.8% $14,438,235
Invesco Ltd. 1.5% 740,068 -3% 0% $12,499,749
SIT INVESTMENT ASSOCIATES INC 1.2% 587,918 +41% 0.2% $9,930,000
MORGAN STANLEY 1.2% 575,997 +0.32% 0% $9,728,600
COHEN & STEERS, INC. 1.2% 572,296 0% 0.02% $9,666,000
ENVESTNET ASSET MANAGEMENT INC 1.1% 519,977 +6.3% 0% $8,782,408
Gridiron Partners, LLC 1% 486,870 0% 3.4% $2,542,469
BANK OF AMERICA CORP /DE/ 0.83% 401,105 +0.13% 0% $6,774,662
Thomas J. Herzfeld Advisors, Inc. 0.79% 382,783 -0.88% 2.2% $6,465,205
1607 Capital Partners, LLC 0.78% 375,350 0% 0.48% $6,339,661
Hennion & Walsh Asset Management, Inc. 0.7% 339,284 +16% 0.21% $5,730,507
Csenge Advisory Group 0.66% 317,717 -5.9% 0.26% $5,366,241
LPL Financial LLC 0.63% 301,320 +4.3% 0% $5,089,297
AMERIPRISE FINANCIAL INC 0.55% 266,764 -6.5% 0% $4,505,640
COMMONWEALTH EQUITY SERVICES, LLC 0.51% 247,095 +2.9% 0.01% $4,173,000
RAYMOND JAMES FINANCIAL INC 0.48% 229,997 +11% 0% $3,884,637
Baird Financial Group, Inc. 0.33% 160,976 +1.4% 0% $2,718,885
ROYAL BANK OF CANADA 0.33% 157,895 -0.9% 0% $2,667,000
STIFEL FINANCIAL CORP 0.29% 139,934 +12% 0% $2,363,487
Sowell Financial Services LLC 0.26% 124,332 +0.12% 0.08% $2,099,972
OSAIC HOLDINGS, INC. 0.26% 123,735 +0.82% 0% $2,021,506
Cetera Investment Advisers 0.25% 119,491 -0.01% 0% $2,018,209
Elevated Capital Advisors, LLC 0.24% 116,501 -4.7% 0.49% $1,967,707
Fiera Capital Corp 0.21% 99,033 0.01% $1,672,667

Institutional Holders of Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC - Common (FFC) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2025 Q4 388,489 $6,414,818 -$6,073,118 $16.51 8
2025 Q3 10,976,367 $179,613,886 +$10,306,140 $16.89 115
2025 Q2 10,092,831 $164,181,738 +$7,761,575 $16.29 112
2025 Q1 9,688,883 $153,740,489 -$5,928,673 $15.93 113
2024 Q4 9,945,497 $154,560,665 +$14,424,920 $15.53 117
2024 Q3 8,893,855 $145,865,237 -$1,954,139 $16.41 108
2024 Q2 9,085,919 $134,317,241 +$2,159,955 $14.79 107
2024 Q1 9,031,241 $134,097,776 -$2,797,105 $14.85 115
2023 Q4 8,396,337 $116,728,240 +$14,180,477 $13.90 117
2023 Q3 7,554,865 $97,987,575 +$8,065,559 $12.97 107
2023 Q2 6,913,218 $94,979,999 +$1,505,784 $13.74 94
2023 Q1 6,344,160 $87,870,184 +$1,785,086 $13.84 96
2022 Q4 6,233,080 $93,660,874 +$7,551,134 $15.02 98
2022 Q3 6,098,745 $90,548,710 +$3,836,590 $14.85 91
2022 Q2 5,749,996 $96,437,064 -$7,133,857 $16.77 99
2022 Q1 6,271,246 $123,390,921 +$275,672 $19.68 97
2021 Q4 6,107,241 $132,867,887 -$2,246,076 $21.72 109
2021 Q3 6,266,967 $139,562,519 +$13,113,039 $22.27 104
2021 Q2 5,427,750 $123,291,039 -$4,794,158 $22.72 94
2021 Q1 5,853,297 $137,070,147 -$115,361 $23.43 103
2020 Q4 5,772,804 $135,140,017 +$1,297,686 $23.43 100
2020 Q3 5,633,541 $118,221,615 -$9,880,986 $20.96 94
2020 Q2 6,081,161 $122,478,702 -$687,083 $20.11 83
2020 Q1 6,124,889 $102,242,061 -$1,687,523 $16.70 91
2019 Q4 5,762,813 $124,984,929 +$3,352,055 $21.69 101
2019 Q3 6,012,866 $125,942,231 +$2,140,965 $20.95 87
2019 Q2 5,880,482 $117,204,753 -$1,644,252 $19.93 91
2019 Q1 6,140,756 $115,966,363 -$14,615,357 $18.91 93
2018 Q4 6,732,573 $112,622,705 +$3,186,029 $16.73 87
2018 Q3 5,653,910 $103,027,036 -$1,981,005 $18.22 80
2018 Q2 5,827,661 $110,279,664 +$13,110,085 $18.92 74
2018 Q1 5,129,944 $97,477,496 +$12,587,410 $19.00 77
2017 Q4 4,547,031 $93,009,786 -$4,310,173 $20.46 76
2017 Q3 4,601,056 $98,329,290 +$4,238,429 $21.40 62
2017 Q2 4,405,285 $96,645,800 -$4,958,990 $21.97 67
2017 Q1 4,650,650 $95,574,544 +$3,584,617 $20.55 71
2016 Q4 4,445,991 $84,023,010 -$3,565,375 $18.84 77
2016 Q3 4,603,976 $95,010,414 -$8,140,767 $20.80 65
2016 Q2 5,027,993 $108,923,698 -$4,537,981 $21.66 68
2016 Q1 5,128,966 $104,278,662 -$3,470,031 $20.35 73
2015 Q4 4,719,211 $94,548,342 +$20,651,985 $20.05 76
2015 Q3 4,264,033 $80,116,614 -$2,460,397 $18.75 77
2015 Q2 4,530,363 $84,844,917 -$1,017,665 $18.66 75
2015 Q1 4,731,351 $96,231,431 -$6,723,294 $20.34 71
2014 Q4 4,844,242 $92,389,209 +$1,444,409 $19.05 70
2014 Q3 5,278,832 $101,973,028 +$5,431,610 $19.31 66
2014 Q2 4,974,896 $97,485,015 +$11,059,205 $19.60 60
2014 Q1 4,422,725 $85,069,418 -$297,887 $19.23 63