Q3 2014 13F Holders as of 9/30/2014
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Type / Class
-
Equity / Common
-
Shares outstanding
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48.2M
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Number of holders
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66
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Total 13F shares, excl. options
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5.28M
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Shares change
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+281K
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Total reported value, excl. options
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$102M
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Value change
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+$5.43M
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Number of buys
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34
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Number of sells
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-14
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Price
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$19.31
Significant Holders of Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC - Common (FFC) as of Q3 2014
70 filings reported holding FFC - Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC - Common as of Q3 2014.
Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC - Common (FFC) has 66 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 5.28M shares
of 48.2M outstanding shares and own 10.96% of the company stock.
Largest 10 shareholders include UBS AG (695K shares), MORGAN STANLEY (502K shares), GUGGENHEIM CAPITAL LLC (453K shares), Oxbow Advisors, LLC (432K shares), BANK OF AMERICA CORP /DE/ (346K shares), MID CONTINENT CAPITAL LLC/IL (296K shares), COHEN & STEERS INC (274K shares), Invesco Ltd. (264K shares), NWAM LLC (242K shares), and LPL Financial LLC (207K shares).
This table shows the top 66 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.