GLADSTONE INVESTMENT CORPORATION\DE - COM (GAIN)

Q1 2014 13F Holders as of 31 Mar 2014

Type / Class
Equity / COM
Total 13F shares
11,162,132
Share change
+1,698,347
Total reported value
$92,298,887
Price per share
$8.27
Number of holders
79
Value change
+$14,242,754
Number of buys
43
Number of sells
31

Institutional Holders of GLADSTONE INVESTMENT CORPORATION\DE - COM (GAIN) as of Q1 2014

As of 31 Mar 2014, GLADSTONE INVESTMENT CORPORATION\DE - COM (GAIN) was held by 79 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 11,162,132 shares. The largest 10 holders included Van Berkom & Associates Inc., AJO, LP, Advisors Asset Management, Inc., BlackRock Fund Advisors, DAVENPORT & Co LLC, JPMORGAN CHASE & CO, UBS AG, State Street Corp, BlackRock Institutional Trust Company, N.A., and LSV ASSET MANAGEMENT. This page lists 79 institutional shareholders reporting positions in this security for the Q1 2014 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.