GLADSTONE INVESTMENT CORPORATION\DE - COM (GAIN) Institutional Ownership

13F Institutional Holders and Ownership History from Q1 2014 to Q4 2025

Type / Class: Equity / COM
Symbol: GAIN on Nasdaq
Price per share: $13.97
All holders as of 30 Sep 2025: Q3 2025
Total 13F shares: 6,091,185
Total reported value: $124,741,282
% of total 13F portfolios: 0%
Share change: +567,560
Value change: +$7,739,833
Number of holders: 86

Reported Shares, Excluding Options vs Price

Reported Value, Excluding Options

Total Investors

As of 30 Sep 2025, 86 institutional investors reported holding 6,091,185 shares of GLADSTONE INVESTMENT CORPORATION\DE - COM (GAIN).

Institutional Holders of GLADSTONE INVESTMENT CORPORATION\DE - COM (GAIN) across Reporting Periods

Period	Reported Shares, Excl. Options	Value, Excl. Options	Value Change	Puts Notional Value	Calls Notional Value	Price (Median)	Investors
2025 Q4	275,901	$36,597,826	-$8,428,533			$13.97	8
2025 Q3	6,091,185	$124,741,282	+$7,739,833	$746,280	$666,124	$13.82	86
2025 Q2	5,525,884	$118,927,195	+$4,873,998	$1,014,597	$1,100,217	$14.27	83
2025 Q1	5,335,038	$71,280,069	+$2,487,564	$1,062,120	$790,912	$13.36	85
2024 Q4	5,138,520	$68,118,222	+$1,215,994	$1,154,075	$901,000	$13.25	82
2024 Q3	4,962,662	$71,240,122	-$6,647,792	$1,164,670	$1,232,585	$14.45	79
2024 Q2	5,442,754	$76,088,524	+$3,311,530	$1,372,836	$1,690,182	$13.98	84
2024 Q1	5,201,235	$74,010,294	+$13,109,086	$1,578,107	$1,906,820	$14.23	80
2023 Q4	20,800	$294,320	+$294,320			$14.15	1
2023 Q3	4,039,848	$51,473,604	+$315,051	$529,984	$805,168	$12.74	73
2023 Q2	3,857,454	$50,305,081	-$6,306,686	$409,456	$1,439,616	$13.04	73
2023 Q1	4,474,448	$59,289,090	-$5,559,478	$539,275	$2,008,700	$13.25	75
2022 Q4	4,895,125	$63,205,938	+$9,819,721	$242,708	$1,030,218	$12.91	82
2022 Q3	4,083,145	$49,408,132	+$3,169,216	$162,000	$1,153,000	$12.10	71
2022 Q2	3,821,919	$53,825,175	-$3,162,373	$256,000	$1,049,000	$14.08	72
2022 Q1	4,038,496	$65,166,223	+$1,504,458	$413,000	$1,189,000	$16.13	70
2021 Q4	3,937,341	$67,219,774	-$3,727,439	$0	$212,000	$17.08	68
2021 Q3	4,110,564	$57,014,457	+$67,842	$151,000	$845,000	$13.87	69
2021 Q2	4,110,891	$59,234,606	-$2,133,874	$326,000	$547,000	$14.41	69
2021 Q1	4,285,775	$52,260,312	+$1,852,370	$426,000	$1,289,000	$12.23	74
2020 Q4	4,302,725	$43,421,808	-$45,175	$180,000	$629,000	$10.09	67
2020 Q3	4,088,845	$37,216,215	-$2,410,350	$245,000	$960,000	$9.10	63
2020 Q2	4,258,707	$43,483,503	-$6,049,027	$526,000	$406,000	$10.24	62
2020 Q1	4,512,401	$35,421,416	-$5,739,668	$294,000	$162,000	$7.85	66
2019 Q4	5,611,579	$74,349,780	+$12,102,405	$184,000	$203,000	$13.25	73
2019 Q3	4,570,752	$56,038,245	+$3,382,558		$1,501,000	$12.34	64
2019 Q2	4,295,371	$48,249,096	+$1,110,061		$1,353,000	$11.23	57
2019 Q1	4,134,368	$48,118,812	-$1,554,031	$0	$1,192,000	$11.60	65
2018 Q4	4,153,337	$38,710,235	-$6,779,028	$117,000	$575,000	$9.32	63
2018 Q3	4,780,832	$54,641,105	-$334,300		$844,000	$11.43	68
2018 Q2	4,789,308	$55,802,422	-$4,503,669	$98,000	$655,000	$11.77	63
2018 Q1	5,276,063	$53,256,903	-$4,699,285	$254,000		$10.10	68
2017 Q4	5,667,299	$63,203,659	-$2,739,117	$238,000	$0	$11.16	63
2017 Q3	5,871,386	$55,722,908	-$1,675,876		$131,000	$9.49	64
2017 Q2	6,102,703	$57,364,948	-$394,082			$9.40	67
2017 Q1	6,104,553	$55,167,470	+$4,025,818			$9.07	58
2016 Q4	5,942,522	$50,287,000	+$18,712			$8.46	64
2016 Q3	6,012,113	$53,449,454	+$9,378,840			$8.89	65
2016 Q2	4,976,612	$35,637,786	-$12,642,071			$7.16	52
2016 Q1	6,658,380	$46,737,884	-$4,388,830			$7.02	55
2015 Q4	7,284,761	$55,848,023	-$3,879,620	$83,000		$7.67	53
2015 Q3	7,776,301	$54,760,829	-$2,561,454	$73,000		$7.04	51
2015 Q2	8,120,290	$64,557,559	-$3,417,117	$0	$0	$7.95	54
2015 Q1	8,575,607	$63,453,530	+$5,615,189	$22,000	$340,000	$7.40	57
2014 Q4	7,804,354	$54,632,491	-$4,637,814	$270,000		$7.00	51
2014 Q3	8,215,795	$58,417,072	-$7,149,312	$148,000		$7.11	51
2014 Q2	9,188,790	$67,993,733	-$16,822,249	$261,000		$7.40	66
2014 Q1	11,162,132	$92,298,887	+$14,242,754			$8.27	79