GLADSTONE INVESTMENT CORPORATION\DE - COM (GAIN)

Q1 2016 13F Holders as of 31 Mar 2016

Type / Class
Equity / COM
Total 13F shares
6,658,380
Share change
-612,706
Total reported value
$46,737,884
Price per share
$7.02
Number of holders
55
Value change
-$4,388,830
Number of buys
22
Number of sells
23

Institutional Holders of GLADSTONE INVESTMENT CORPORATION\DE - COM (GAIN) as of Q1 2016

As of 31 Mar 2016, GLADSTONE INVESTMENT CORPORATION\DE - COM (GAIN) was held by 55 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 6,658,380 shares. The largest 10 holders included Van Berkom & Associates Inc., Advisors Asset Management, Inc., UBS Group AG, LSV ASSET MANAGEMENT, DAVENPORT & Co LLC, OUTFITTER ADVISORS, LTD., MORGAN STANLEY, CUE FINANCIAL GROUP, INC., TWO SIGMA ADVISERS, LP, and Janney Montgomery Scott LLC. This page lists 55 institutional shareholders reporting positions in this security for the Q1 2016 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.