GLADSTONE INVESTMENT CORPORATION\DE - COM (GAIN)

Q3 2016 13F Holders as of 30 Sep 2016

Type / Class
Equity / COM
Total 13F shares
6,012,113
Share change
+1,046,836
Total reported value
$53,449,454
Price per share
$8.89
Number of holders
65
Value change
+$9,378,840
Number of buys
40
Number of sells
13

Institutional Holders of GLADSTONE INVESTMENT CORPORATION\DE - COM (GAIN) as of Q3 2016

As of 30 Sep 2016, GLADSTONE INVESTMENT CORPORATION\DE - COM (GAIN) was held by 65 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 6,012,113 shares. The largest 10 holders included Advisors Asset Management, Inc., UBS Group AG, LSV ASSET MANAGEMENT, MORGAN STANLEY, DAVENPORT & Co LLC, TWO SIGMA INVESTMENTS, LP, OUTFITTER ADVISORS, LTD., MILLENNIUM MANAGEMENT LLC, TWO SIGMA ADVISERS, LP, and CUE FINANCIAL GROUP, INC.. This page lists 65 institutional shareholders reporting positions in this security for the Q3 2016 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.