GLADSTONE INVESTMENT CORPORATION\DE - COM (GAIN)

Q4 2016 13F Holders as of 31 Dec 2016

Type / Class
Equity / COM
Total 13F shares
5,942,522
Share change
+11,665
Total reported value
$50,287,000
Price per share
$8.46
Number of holders
64
Value change
+$18,712
Number of buys
26
Number of sells
30

Institutional Holders of GLADSTONE INVESTMENT CORPORATION\DE - COM (GAIN) as of Q4 2016

As of 31 Dec 2016, GLADSTONE INVESTMENT CORPORATION\DE - COM (GAIN) was held by 64 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 5,942,522 shares. The largest 10 holders included Advisors Asset Management, Inc., UBS Group AG, LSV ASSET MANAGEMENT, MORGAN STANLEY, LADENBURG THALMANN FINANCIAL SERVICES INC., DAVENPORT & Co LLC, OUTFITTER ADVISORS, LTD., TWO SIGMA INVESTMENTS, LP, CUE FINANCIAL GROUP, INC., and BlackRock Group LTD. This page lists 64 institutional shareholders reporting positions in this security for the Q4 2016 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.