GLADSTONE INVESTMENT CORPORATION\DE - COM (GAIN)

Q2 2017 13F Holders as of 30 Jun 2017

Type / Class
Equity / COM
Total 13F shares
6,102,703
Share change
-46,780
Total reported value
$57,364,948
Price per share
$9.40
Number of holders
67
Value change
-$394,082
Number of buys
36
Number of sells
23

Institutional Holders of GLADSTONE INVESTMENT CORPORATION\DE - COM (GAIN) as of Q2 2017

As of 30 Jun 2017, GLADSTONE INVESTMENT CORPORATION\DE - COM (GAIN) was held by 67 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 6,102,703 shares. The largest 10 holders included Advisors Asset Management, Inc., LSV ASSET MANAGEMENT, UBS Group AG, BANK OF MONTREAL /CAN/, LADENBURG THALMANN FINANCIAL SERVICES INC., MORGAN STANLEY, DAVENPORT & Co LLC, VAN ECK ASSOCIATES CORP, OUTFITTER ADVISORS, LTD., and GSA CAPITAL PARTNERS LLP. This page lists 68 institutional shareholders reporting positions in this security for the Q2 2017 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.