GLADSTONE INVESTMENT CORPORATION\DE - COM (GAIN)

Q3 2017 13F Holders as of 30 Sep 2017

Type / Class
Equity / COM
Total 13F shares
5,871,386
Share change
-177,629
Total reported value
$55,722,908
Price per share
$9.49
Number of holders
64
Value change
-$1,675,876
Number of buys
32
Number of sells
29

Institutional Holders of GLADSTONE INVESTMENT CORPORATION\DE - COM (GAIN) as of Q3 2017

As of 30 Sep 2017, GLADSTONE INVESTMENT CORPORATION\DE - COM (GAIN) was held by 64 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 5,871,386 shares. The largest 10 holders included Advisors Asset Management, Inc., LSV ASSET MANAGEMENT, UBS Group AG, BANK OF MONTREAL /CAN/, LADENBURG THALMANN FINANCIAL SERVICES INC., DAVENPORT & Co LLC, MORGAN STANLEY, VAN ECK ASSOCIATES CORP, OUTFITTER ADVISORS, LTD., and CUE FINANCIAL GROUP, INC.. This page lists 65 institutional shareholders reporting positions in this security for the Q3 2017 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.