GLADSTONE INVESTMENT CORPORATION\DE - COM (GAIN)

Q3 2018 13F Holders as of 30 Sep 2018

Type / Class
Equity / COM
Total 13F shares
4,780,832
Share change
-22,462
Total reported value
$54,641,105
Price per share
$11.43
Number of holders
68
Value change
-$334,300
Number of buys
28
Number of sells
36

Institutional Holders of GLADSTONE INVESTMENT CORPORATION\DE - COM (GAIN) as of Q3 2018

As of 30 Sep 2018, GLADSTONE INVESTMENT CORPORATION\DE - COM (GAIN) was held by 68 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 4,780,832 shares. The largest 10 holders included UBS Group AG, Advisors Asset Management, Inc., LSV ASSET MANAGEMENT, LADENBURG THALMANN FINANCIAL SERVICES INC., VAN ECK ASSOCIATES CORP, DAVENPORT & Co LLC, BANK OF MONTREAL /CAN/, CUE FINANCIAL GROUP, INC., Janney Montgomery Scott LLC, and MILLENNIUM MANAGEMENT LLC. This page lists 66 institutional shareholders reporting positions in this security for the Q3 2018 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.