GLADSTONE INVESTMENT CORPORATION\DE - COM (GAIN)

Q3 2019 13F Holders as of 30 Sep 2019

Type / Class
Equity / COM
Total 13F shares
4,570,752
Share change
+264,516
Total reported value
$56,038,245
Price per share
$12.34
Number of holders
64
Value change
+$3,382,558
Number of buys
40
Number of sells
15

Institutional Holders of GLADSTONE INVESTMENT CORPORATION\DE - COM (GAIN) as of Q3 2019

As of 30 Sep 2019, GLADSTONE INVESTMENT CORPORATION\DE - COM (GAIN) was held by 64 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 4,570,752 shares. The largest 10 holders included UBS Group AG, LADENBURG THALMANN FINANCIAL SERVICES INC., Advisors Asset Management, Inc., DAVENPORT & Co LLC, VAN ECK ASSOCIATES CORP, Virtus ETF Advisers LLC, BlackRock Inc., PFG Advisors, Legal & General Group Plc, and Janney Montgomery Scott LLC. This page lists 65 institutional shareholders reporting positions in this security for the Q3 2019 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.