GLADSTONE INVESTMENT CORPORATION\DE - COM (GAIN)

Q4 2019 13F Holders as of 31 Dec 2019

Type / Class
Equity / COM
Total 13F shares
5,611,579
Share change
+912,671
Total reported value
$74,349,780
Put/Call ratio
91%
Price per share
$13.25
Number of holders
73
Value change
+$12,102,405
Number of buys
39
Number of sells
23

Institutional Holders of GLADSTONE INVESTMENT CORPORATION\DE - COM (GAIN) as of Q4 2019

As of 31 Dec 2019, GLADSTONE INVESTMENT CORPORATION\DE - COM (GAIN) was held by 73 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 5,611,579 shares. The largest 10 holders included UBS Group AG, VAN ECK ASSOCIATES CORP, LADENBURG THALMANN FINANCIAL SERVICES INC., ARROWSTREET CAPITAL, LIMITED PARTNERSHIP, Advisors Asset Management, Inc., DAVENPORT & Co LLC, Virtus ETF Advisers LLC, MORGAN STANLEY, MARSHALL WACE, LLP, and BlackRock Inc.. This page lists 74 institutional shareholders reporting positions in this security for the Q4 2019 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.