GLADSTONE INVESTMENT CORPORATION\DE - COM (GAIN)

Q3 2020 13F Holders as of 30 Sep 2020

Type / Class
Equity / COM
Total 13F shares
4,088,845
Share change
-229,863
Total reported value
$37,216,215
Put/Call ratio
26%
Price per share
$9.10
Number of holders
63
Value change
-$2,410,350
Number of buys
29
Number of sells
35

Institutional Holders of GLADSTONE INVESTMENT CORPORATION\DE - COM (GAIN) as of Q3 2020

As of 30 Sep 2020, GLADSTONE INVESTMENT CORPORATION\DE - COM (GAIN) was held by 63 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 4,088,845 shares. The largest 10 holders included VAN ECK ASSOCIATES CORP, DAVENPORT & Co LLC, Legal & General Group Plc, ADVISOR GROUP HOLDINGS, INC., Advisors Asset Management, Inc., BlackRock Inc., TWO SIGMA ADVISERS, LP, PFG Advisors, GLOBAL STRATEGIC MANAGEMENT INC, and Aurora Private Wealth, Inc.. This page lists 64 institutional shareholders reporting positions in this security for the Q3 2020 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.