Q3 2014 13F Holders as of 9/30/2014
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Type / Class
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Equity / Common Stock
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Shares outstanding
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6.99M
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Number of holders
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14
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Total 13F shares, excl. options
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631K
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Shares change
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+40.2K
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Total reported value, excl. options
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$8.67M
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Value change
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+$552K
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Number of buys
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6
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Number of sells
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-5
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Price
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$13.74
Significant Holders of HAWTHORN BANCSHARES, INC. - Common Stock (HWBK) as of Q3 2014
15 filings reported holding HWBK - HAWTHORN BANCSHARES, INC. - Common Stock as of Q3 2014.
HAWTHORN BANCSHARES, INC. - Common Stock (HWBK) has 14 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 631K shares
of 6.99M outstanding shares and own 9.02% of the company stock.
Largest 10 shareholders include GENDELL JEFFREY L (439K shares), DIMENSIONAL FUND ADVISORS LP (77.9K shares), VANGUARD GROUP INC (55.1K shares), RBF Capital, LLC (27.9K shares), CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM (11.6K shares), INVESTMENT CENTERS OF AMERICA INC (10.9K shares), Creative Planning (2.96K shares), UBS AG (2.24K shares), BlackRock Advisors LLC (1.24K shares), and MORGAN STANLEY (583 shares).
This table shows the top 14 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.