HAWTHORN BANCSHARES, INC. - Common stock, $0.01 par value (HWBK)

Historical Holders from Q1 2014 to Q4 2025

Type / Class
Equity / Common stock, $0.01 par value
Symbol
HWBK on Nasdaq
Shares outstanding
6,860,968
Price per share
$34.88
All holders as of 30 Sep 2025
Q3 2025
Total 13F shares
2,086,089
Total reported value
$64,769,981
% of total 13F portfolios
0%
Share change
-9,221
Value change
-$225,661
Number of holders
59
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of HAWTHORN BANCSHARES, INC. - Common stock, $0.01 par value (HWBK) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
Eden Douglas Todd 9.4% $20,018,658 644,931 Douglas Eden 11 Dec 2025
FJ Capital Management LLC 4.8% -35% $9,452,787 -$4,849,208 334,849 -34% FJ Capital Management LLC 31 Dec 2024
As of 30 Sep 2025, HAWTHORN BANCSHARES, INC. - Common stock, $0.01 par value (HWBK) has 59 institutional shareholders filing 13F forms. They hold 2,086,089 shares. of 6,860,968 outstanding shares (30%) .

Top 25 institutional shareholders own 29% of the company.

Filer Ownership Nb Shares Share Change % Portfolio % Holdings Value
Ategra Capital Management, LLC 5% 342,390 0% 7.1% $10,627,786
VANGUARD GROUP INC 4.7% 321,956 -0.89% 0% $9,993,515
BlackRock, Inc. 4% 273,974 +9.6% 0% $8,504,153
FJ Capital Management LLC 2.8% 190,710 -14% 0.64% $5,919,638
DIMENSIONAL FUND ADVISORS LP 2.2% 153,188 -0.24% 0% $4,754,848
GEODE CAPITAL MANAGEMENT, LLC 2% 139,452 -3% 0% $4,329,915
BRIDGEWAY CAPITAL MANAGEMENT, LLC 1.1% 75,686 +2.8% 0.05% $2,349,293
STATE STREET CORP 1.1% 73,779 +15% 0% $2,304,787
MONETA GROUP INVESTMENT ADVISORS LLC 0.72% 49,628 +0.44% 0.01% $1,540,455
Pinnacle Holdings, LLC 0.7% 47,764 0% 0.52% $1,482,593
NORTHERN TRUST CORP 0.67% 46,009 -2.6% 0% $1,428,120
RBF Capital, LLC 0.57% 39,167 0% 0.06% $1,215,744
RENAISSANCE TECHNOLOGIES LLC 0.57% 39,043 +14% 0% $1,211,895
Empowered Funds, LLC 0.48% 33,050 +6.7% 0.01% $1,025,872
GOLDMAN SACHS GROUP INC 0.34% 23,632 0% $733,538
MERCER GLOBAL ADVISORS INC /ADV 0.33% 22,375 +17% 0% $694,535
AMERICAN CENTURY COMPANIES INC 0.3% 20,603 0% 0% $639,517
CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.24% 16,698 0% 0% $518,306
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.23% 15,606 0% 0% $484,410
ALEXANDER LABRUNERIE & CO., INC. 0.23% 15,471 +1.7% 0.18% $480,220
Bank of New York Mellon Corp 0.2% 13,889 +2.8% 0% $431,104
Eagle Bluffs Wealth Management LLC 0.19% 13,250 +14% 0.18% $413,611
CITADEL ADVISORS LLC 0.17% 11,359 -31% 0% $352,583
PRICE T ROWE ASSOCIATES INC /MD/ 0.16% 10,937 0% 0% $340,000
MILLENNIUM MANAGEMENT LLC 0.16% 10,862 -45% 0% $337,156

Institutional Holders of HAWTHORN BANCSHARES, INC. - Common stock, $0.01 par value (HWBK) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price Investors
2025 Q4 0 $0 -$32 $34.88 0
2025 Q3 2,086,089 $64,769,981 -$225,661 $31.04 59
2025 Q2 2,094,980 $61,057,286 +$6,086,642 $29.14 51
2025 Q1 1,887,964 $53,306,900 +$2,617 $28.23 40
2024 Q4 1,887,765 $53,527,928 -$564,523 $28.35 36
2024 Q3 1,908,093 $47,755,716 +$498,295 $25.03 33
2024 Q2 1,492,117 $29,549,937 -$926,437 $19.80 31
2024 Q1 1,946,025 $39,763,438 -$1,295,268 $20.43 32
2023 Q4 407,513 $10,338,600 $25.37 1
2023 Q3 1,463,873 $23,792,758 +$418,834 $16.25 35
2023 Q2 1,453,263 $26,090,577 -$2,700,911 $17.95 35
2023 Q1 1,568,845 $36,668,450 -$2,921,114 $23.38 30
2022 Q4 1,702,859 $37,076,248 -$334,335 $21.77 32
2022 Q3 1,717,734 $36,944,007 -$284,645 $21.86 33
2022 Q2 1,720,522 $43,178,761 -$1,270,224 $25.49 33
2022 Q1 1,783,763 $45,153,514 -$283,713 $25.28 34
2021 Q4 1,793,765 $46,495,928 +$442,382 $25.94 35
2021 Q3 1,728,672 $40,055,283 +$747,873 $23.16 32
2021 Q2 1,708,095 $39,186,204 -$5,369,107 $22.93 36
2021 Q1 1,949,368 $41,518,554 -$1,553,421 $21.29 35
2020 Q4 2,024,993 $44,349,957 +$954,230 $21.90 35
2020 Q3 1,981,322 $37,531,001 -$100,429 $18.94 35
2020 Q2 1,985,136 $39,099,140 +$846,529 $19.69 37
2020 Q1 1,929,009 $35,413,945 -$2,289,292 $18.35 36
2019 Q4 2,046,078 $52,175,456 -$890,522 $25.50 43
2019 Q3 2,132,119 $50,810,819 +$1,743,178 $23.83 44
2019 Q2 2,062,678 $55,270,609 +$8,932,265 $26.80 42
2019 Q1 1,735,541 $40,334,732 +$60,066 $23.24 30
2018 Q4 1,734,273 $36,537,563 +$4,815,878 $21.03 23
2018 Q3 1,465,804 $33,345,392 +$3,106,956 $22.75 22
2018 Q2 1,329,184 $29,110,953 +$3,675,670 $21.90 19
2018 Q1 1,161,353 $23,915,104 -$2,995,548 $20.64 17
2017 Q4 1,306,320 $27,105,432 +$4,957,616 $20.75 17
2017 Q3 1,056,889 $21,874,428 +$84,866 $20.70 16
2017 Q2 1,052,702 $22,016,219 +$621,565 $20.83 16
2017 Q1 1,022,857 $21,483,283 +$1,007,291 $21.03 16
2016 Q4 976,629 $17,277,910 +$881,936 $17.69 15
2016 Q3 765,851 $11,641,398 +$65,324 $15.15 14
2016 Q2 761,561 $10,503,000 +$428,942 $13.79 13
2016 Q1 729,338 $10,757,000 +$169,947 $14.75 12
2015 Q4 717,828 $11,300,000 -$192,657 $15.74 10
2015 Q3 673,873 $9,414,000 +$39,664 $13.97 9
2015 Q2 728,916 $10,438,000 +$493,984 $14.32 11
2015 Q1 695,219 $9,315,000 +$440,813 $13.39 11
2014 Q4 662,205 $9,460,000 +$467,394 $14.25 12
2014 Q3 630,808 $8,674,000 +$552,274 $13.74 14
2014 Q2 590,636 $7,395,000 +$161,404 $12.52 13
2014 Q1 576,336 $7,652,000 -$149,841 $13.29 13