Q3 2015 13F Holders as of 9/30/2015
-
Type / Class
-
Equity / Common Stock
-
Shares outstanding
-
6.99M
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Number of holders
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9
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Total 13F shares, excl. options
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674K
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Shares change
-
+2.95K
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Total reported value, excl. options
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$9.41M
-
Value change
-
+$39.7K
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Number of buys
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3
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Number of sells
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-5
-
Price
-
$13.97
Significant Holders of HAWTHORN BANCSHARES, INC. - Common Stock (HWBK) as of Q3 2015
11 filings reported holding HWBK - HAWTHORN BANCSHARES, INC. - Common Stock as of Q3 2015.
HAWTHORN BANCSHARES, INC. - Common Stock (HWBK) has 9 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 674K shares
of 6.99M outstanding shares and own 9.64% of the company stock.
Largest 10 shareholders include GENDELL JEFFREY L (530K shares), DIMENSIONAL FUND ADVISORS LP (81.5K shares), RBF Capital, LLC (29K shares), GOLDMAN SACHS GROUP INC (16.2K shares), CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM (12.1K shares), Creative Planning (3.07K shares), BlackRock Investment Management, LLC (745 shares), UBS Group AG (730 shares), MORGAN STANLEY (606 shares), and Tower Research Capital LLC (TRC) (0 shares).
This table shows the top 9 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.