Q3 2017 13F Holders as of 9/30/2017
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Type / Class
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Equity / Common Stock
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Shares outstanding
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6.99M
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Number of holders
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16
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Total 13F shares, excl. options
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1.06M
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Shares change
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+4.19K
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Total reported value, excl. options
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$21.9M
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Value change
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+$84.9K
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Number of buys
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8
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Number of sells
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-7
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Price
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$20.70
Significant Holders of HAWTHORN BANCSHARES, INC. - Common Stock (HWBK) as of Q3 2017
18 filings reported holding HWBK - HAWTHORN BANCSHARES, INC. - Common Stock as of Q3 2017.
HAWTHORN BANCSHARES, INC. - Common Stock (HWBK) has 16 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 1.06M shares
of 6.99M outstanding shares and own 15.12% of the company stock.
Largest 10 shareholders include GENDELL JEFFREY L (572K shares), River Oaks Capital LLC (146K shares), DIMENSIONAL FUND ADVISORS LP (94K shares), VANGUARD GROUP INC (62.9K shares), GEODE CAPITAL MANAGEMENT, LLC (48.9K shares), BRIDGEWAY CAPITAL MANAGEMENT INC (31.7K shares), RBF Capital, LLC (31.4K shares), Pinnacle Holdings, LLC (20.1K shares), PRICE T ROWE ASSOCIATES INC /MD/ (16.6K shares), and CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM (13.1K shares).
This table shows the top 16 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.