Herzfeld Credit Income Fund, Inc - Common Stock (HERZ) Institutional Ownership

13F Institutional Holders and Ownership History from Q1 2014 to Q4 2025

Type / Class
Equity / Common Stock
Symbol
HERZ on Nasdaq
Shares outstanding
19,485,059
Price per share
$2.22
All holders as of 30 Sep 2025
Q3 2025
Total 13F shares
8,539,126
Total reported value
$20,325,198
% of total 13F portfolios
0%
Share change
-471,837
Value change
-$1,132,065
Number of holders
22
Price from insider filings
$2.22
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of Herzfeld Credit Income Fund, Inc - Common Stock (HERZ) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
HERZFELD THOMAS J 44% -2.6% $22,039,501 +$3,382,764 8,609,180 +18% Thomas J. Herzfeld, et al. 30 Dec 2025
Herzfeld Erik Mervin 38% -2.6% $18,782,233 +$2,889,570 7,394,580 +18% Erik M. Herzfeld, et al. 07 Jan 2026
Bulldog Investors, LLP 0.04% -100% $16,061 -$1,871,609 6,720 -99% Phillip Goldstein 31 Mar 2025

As of 30 Sep 2025, 22 institutional investors reported holding 8,539,126 shares of Herzfeld Credit Income Fund, Inc - Common Stock (HERZ). This represents 44% of the company’s total 19,485,059 outstanding shares.

Top 24 Institutional Shareholders

The largest institutional shareholders of Herzfeld Credit Income Fund, Inc - Common Stock (HERZ) together control 44% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.

Institution Ownership % Shares Held Share Change % Portfolio % Holdings Value
Thomas J. Herzfeld Advisors, Inc. 31% 6,100,753 -6.2% 5% $14,519,793
ENVESTNET ASSET MANAGEMENT INC 8.3% 1,615,685 +5.9% 0% $3,845,331
CHOREO, LLC 2.3% 439,242 +0.5% 0.01% $1,045,396
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.49% 95,431 -52% 0.03% $227,126
Hunting Hill Global Capital, LLC 0.22% 43,576 0% 0.04% $103,711
OSAIC HOLDINGS, INC. 0.19% 37,920 -57% 0% $90,253
CSS LLC/IL 0.17% 33,653 -37% 0% $80,094
Corient Private Wealth LLC 0.12% 22,956 0% 0% $54,636
JANE STREET GROUP, LLC 0.11% 21,605 0% $51,420
MORGAN STANLEY 0.11% 20,638 -0% 0% $49,120
Virtu Financial LLC 0.1% 19,360 0% $46,000
SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.1% 18,869 -20% 0% $44,908
Bulldog Investors, LLP 0.09% 17,573 0.01% $41,824
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.08% 15,318 +9.4% 0% $38,962
CITADEL ADVISORS LLC 0.08% 14,847 0% $35,336
Kestra Advisory Services, LLC 0.05% 10,563 0% 0% $25,140
ROYAL BANK OF CANADA 0.03% 5,192 +9.4% 0% $12,000
JPMORGAN CHASE & CO 0.01% 2,867 -0.07% 0% $6,823
UBS Group AG 0.01% 2,325 0% $5,534
Rockefeller Capital Management L.P. 0% 530 0% $1,261
CoreCap Advisors, LLC 0% 222 0% 0% $528
WELLS FARGO & COMPANY/MN 0% 1 0% 0% $2
BANK OF AMERICA CORP /DE/ 0% 0 -100% $0
Cambridge Investment Research Advisors, Inc. 0% 0 -100% $0

Institutional Holders of Herzfeld Credit Income Fund, Inc - Common Stock (HERZ) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2025 Q4 222 $493 $2.22 1
2025 Q3 8,539,126 $20,325,198 -$1,132,065 $2.38 22
2025 Q2 9,037,482 $22,855,064 +$1,277,725 $2.53 19
2025 Q1 8,530,330 $22,772,657 +$7,679,636 $2.67 17
2024 Q4 5,929,769 $13,856,548 -$478,745 $2.34 25
2024 Q3 6,142,623 $28,176,967 +$1,091,545 $2.26 28
2024 Q2 5,275,138 $12,396,274 -$76,700 $2.35 22
2024 Q1 5,618,467 $14,543,021 -$2,973,061 $2.59 23
2023 Q4 24,292 $67,532 +$67,532 $2.78 1
2023 Q3 1,379,397 $4,607,272 +$1,156,626 $3.34 20
2023 Q2 1,031,179 $4,073,403 +$112,708 $3.95 18
2023 Q1 1,002,866 $3,745,810 +$251,919 $3.74 17
2022 Q4 934,822 $3,440,348 -$37,818 $3.68 20
2022 Q3 936,891 $3,397,000 +$357,872 $3.63 13
2022 Q2 837,006 $3,357,000 +$27,891 $4.01 15
2022 Q1 818,433 $4,346,000 -$866,233 $5.33 15
2021 Q4 975,654 $5,401,000 +$308,909 $5.53 20
2021 Q3 907,184 $5,179,710 -$938,373 $5.71 16
2021 Q2 1,062,683 $6,659,270 +$9,970 $6.27 16
2021 Q1 1,062,341 $6,243,880 -$726,833 $5.88 17
2020 Q4 1,192,654 $6,098,110 -$584,988 $5.11 16
2020 Q3 1,319,796 $4,735,600 -$878,274 $3.60 16
2020 Q2 1,591,921 $5,802,700 -$740,489 $3.70 17
2020 Q1 1,792,972 $6,220,475 +$61,863 $3.48 18
2019 Q4 1,695,558 $11,229,620 -$2,002,140 $6.62 21
2019 Q3 1,939,331 $12,330,360 -$318,401 $6.35 18
2019 Q2 1,989,537 $12,646,358 +$533,716 $6.35 21
2019 Q1 1,990,267 $11,645,850 -$696,143 $5.85 22
2018 Q4 2,111,996 $10,332,900 -$129,148 $4.90 24
2018 Q3 2,129,694 $13,678,420 -$651,427 $6.41 23
2018 Q2 2,226,858 $14,702,600 +$349,596 $6.60 23
2018 Q1 2,176,169 $15,648,186 +$215,559 $7.18 21
2017 Q4 2,146,180 $15,346,150 +$2,496,318 $7.15 23
2017 Q3 1,785,733 $12,949,250 +$2,095,932 $7.25 20
2017 Q2 1,436,707 $10,343,000 +$1,542,673 $7.20 17
2017 Q1 1,320,579 $9,345,000 +$2,170,789 $7.08 24
2016 Q4 1,015,019 $6,822,000 +$1,368,764 $6.72 23
2016 Q3 811,598 $5,090,000 +$922,306 $6.27 20
2016 Q2 665,039 $4,063,000 -$69,577 $6.10 19
2016 Q1 664,634 $4,659,000 +$80,247 $7.00 19
2015 Q4 691,093 $4,589,000 +$259,823 $6.64 17
2015 Q3 600,124 $4,215,000 +$231,700 $7.03 15
2015 Q2 575,160 $5,454,000 +$927,181 $9.45 16
2015 Q1 478,500 $4,433,000 -$1,143,520 $9.30 16
2014 Q4 608,271 $5,408,000 +$361,811 $8.90 19
2014 Q3 534,010 $4,273,000 +$499,487 $8.00 15
2014 Q2 475,079 $3,874,000 +$678,980 $8.16 14
2014 Q1 387,940 $3,171,000 -$205,637 $8.16 10