Q3 2016 13F Holders as of 9/30/2016
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Type / Class
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Equity / Common Stock
-
Shares outstanding
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15.7M
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Number of holders
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20
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Total 13F shares, excl. options
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812K
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Shares change
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+147K
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Total reported value, excl. options
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$5.09M
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Value change
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+$922K
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Number of buys
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8
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Number of sells
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-9
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Price
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$6.27
Significant Holders of Herzfeld Credit Income Fund, Inc - Common Stock (HERZ) as of Q3 2016
23 filings reported holding HERZ - Herzfeld Credit Income Fund, Inc - Common Stock as of Q3 2016.
Herzfeld Credit Income Fund, Inc - Common Stock (HERZ) has 20 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 812K shares
of 15.7M outstanding shares and own 5.16% of the company stock.
Largest 10 shareholders include Thomas J. Herzfeld Advisors, Inc. (423K shares), DOLIVER CAPITAL ADVISORS, INC. (110K shares), CITY OF LONDON INVESTMENT MANAGEMENT CO LTD (100K shares), LPL Financial LLC (44.4K shares), RAYMOND JAMES & ASSOCIATES (31.9K shares), Gramercy Funds Management LLC (27K shares), BENNICAS & ASSOCIATES, INC. (17.6K shares), Compagnie Lombard Odier SCmA (16.4K shares), CWM, LLC (9.1K shares), and UBS Group AG (8.22K shares).
This table shows the top 20 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.