Q4 2019 13F Holders as of 12/31/2019
-
Type / Class
-
Equity / COM
-
Number of holders
-
36
-
Total 13F shares, excl. options
-
5.25M
-
Shares change
-
+993K
-
Total reported value, excl. options
-
$49.2M
-
Value change
-
+$9.22M
-
Number of buys
-
15
-
Number of sells
-
-18
-
Price
-
$9.34
Significant Holders of HIGHLAND GLOBAL ALLOCATION FUND - COM (HGLB) as of Q4 2019
40 filings reported holding HGLB - HIGHLAND GLOBAL ALLOCATION FUND - COM as of Q4 2019.
HIGHLAND GLOBAL ALLOCATION FUND - COM (HGLB) has 36 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 5.25M shares
.
Largest 10 shareholders include RIVERNORTH CAPITAL MANAGEMENT, LLC (821K shares), ROYAL BANK OF CANADA (745K shares), MORGAN STANLEY (725K shares), Almitas Capital LLC (481K shares), Cambridge Investment Research Advisors, Inc. (446K shares), CITY OF LONDON INVESTMENT MANAGEMENT CO LTD (410K shares), WELLS FARGO & COMPANY/MN (289K shares), Matisse Capital (221K shares), HIGHLAND CAPITAL MANAGEMENT FUND ADVISORS, L.P. (194K shares), and LANDSCAPE CAPITAL MANAGEMENT, L.L.C. (189K shares).
This table shows the top 36 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.