Q3 2020 13F Holders as of 9/30/2020
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Type / Class
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Equity / Common Stock
-
Shares outstanding
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23.2M
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Number of holders
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36
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Total 13F shares, excl. options
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4.99M
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Shares change
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-495K
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Total reported value, excl. options
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$30.9M
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Value change
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-$3.07M
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Number of buys
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8
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Number of sells
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-13
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Price
-
$6.20
Significant Holders of HIGHLAND GLOBAL ALLOCATION FUND - Common Stock (HGLB) as of Q3 2020
38 filings reported holding HGLB - HIGHLAND GLOBAL ALLOCATION FUND - Common Stock as of Q3 2020.
HIGHLAND GLOBAL ALLOCATION FUND - Common Stock (HGLB) has 36 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 4.99M shares
of 23.2M outstanding shares and own 21.52% of the company stock.
Largest 10 shareholders include RIVERNORTH CAPITAL MANAGEMENT, LLC (1.07M shares), MORGAN STANLEY (778K shares), Matisse Capital (700K shares), KESTRA PRIVATE WEALTH SERVICES, LLC (606K shares), Clough Capital Partners L P (502K shares), WELLS FARGO & COMPANY/MN (222K shares), Bulldog Investors, LLC (205K shares), LANDSCAPE CAPITAL MANAGEMENT, L.L.C. (123K shares), ADVISOR GROUP HOLDINGS, INC. (111K shares), and 6 Meridian (102K shares).
This table shows the top 36 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.