Q4 2020 13F Holders as of 12/31/2020
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Type / Class
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Equity / Exchange Traded Funds
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Shares outstanding
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969K
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Number of holders
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6
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Total 13F shares, excl. options
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840K
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Shares change
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+612K
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Total reported value, excl. options
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$22.2M
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Value change
-
+$16.2M
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Number of buys
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6
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Number of sells
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-1
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Price
-
$26.43
Significant Holders of Northern Lights Fund Trust IV - Exchange Traded Funds (LCG) as of Q4 2020
7 filings reported holding LCG - Northern Lights Fund Trust IV - Exchange Traded Funds as of Q4 2020.
Northern Lights Fund Trust IV - Exchange Traded Funds (LCG) has 6 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 840K shares
of 969K outstanding shares and own 86.7% of the company stock.
Largest 7 shareholders include AE Wealth Management LLC (325K shares), Sawtooth Solutions, LLC (305K shares), TRUIST FINANCIAL CORP (141K shares), SRS Capital Advisors, Inc. (68K shares), Carroll Financial Associates, Inc. (980 shares), ADVISOR GROUP HOLDINGS, INC. (600 shares), and CITADEL ADVISORS LLC (0 shares).
This table shows the top 6 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.