Northern Lights Fund Trust IV - Exchange Traded Funds (LCG)

Historical Holders from Q3 2020 to Q3 2025

Type / Class
Equity / Exchange Traded Funds
Symbol
LCG
Shares outstanding
968,686
Price per share
$32.86
All holders as of 30 Sep 2025
Q3 2025
Total 13F shares as of 30 Sep 2025
560,939
Total reported value
$18,507,122
% of total 13F portfolios
0%
Share change
+850
Value change
+$148,282
Avg buy value change
+0%
Avg sell value change
-0%
Number of holders
14
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of Northern Lights Fund Trust IV - Exchange Traded Funds (LCG) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
TRUIST FINANCIAL CORP 5.1% -10% $1,623,101 -$1,095,987 49,403 -40% TRUIST FINANCIAL CORP 30 Sep 2025
As of 30 Sep 2025, Northern Lights Fund Trust IV - Exchange Traded Funds (LCG) has 14 institutional shareholders filing 13F forms. They hold 560,939 shares. of 968,686 outstanding shares (58%) .

Top 16 institutional shareholders own 58% of the company.

Filer Ownership Nb Shares Share Change % Portfolio % Holdings Value
Arax Advisory Partners 13% 122,869 +27% 0.08% $4,114,366
B.O.S.S. Retirement Advisors, LLC 12% 120,079 -7.5% 0.94% $3,945,196
AE Wealth Management LLC 7.9% 76,200 -13% 0.02% $2,503,540
ENVESTNET ASSET MANAGEMENT INC 6.6% 63,825 -10% 0% $2,096,970
D.A. DAVIDSON & CO. 6.5% 62,665 +1% 0.01% $2,058,858
TRUIST FINANCIAL CORP 5.1% 49,403 -15% 0% $1,623,136
SUSQUEHANNA INTERNATIONAL GROUP, LLP 2.2% 21,349 0% $701,421
Sterling Capital Management LLC 1% 10,162 0% 0% $333,873
United Advisor Group, LLC 0.84% 8,150 0.04% $267,768
DAVENPORT & Co LLC 0.74% 7,163 -0.08% 0% $235,335
Nicholas Wealth, LLC. 0.69% 6,664 -8.9% 0.09% $218,929
LPL Financial LLC 0.68% 6,550 0% 0% $215,200
Rockefeller Capital Management L.P. 0.5% 4,868 0% $159,938
UBS Group AG 0.1% 992 +17% 0% $32,592
RAYMOND JAMES FINANCIAL INC 0% 0 -100% $0
TOUNJIAN ADVISORY PARTNERS, LLC 0% 0 -100% $0

Institutional Holders of Northern Lights Fund Trust IV - Exchange Traded Funds (LCG) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (% of par) Investors
2025 Q3 560,939 $18,507,122 +$148,282 3,285.5% 14
2025 Q2 560,089 $17,641,212 -$1,529,822 3,163.35% 13
2025 Q1 609,533 $16,921,252 -$1,966,846 2,776.1% 12
2024 Q4 659,871 $19,595,422 +$849,805 2,969.75% 11
2024 Q3 639,859 $18,434,347 -$3,148,550 2,881% 13
2024 Q2 741,458 $20,031,085 +$2,618,466 2,701.58% 10
2024 Q1 643,588 $19,687,768 -$50,653,434 3,059.06% 9
2023 Q4 2,278,996 $65,109,486 -$295,780 2,848% 9
2023 Q3 2,315,929 $53,641,331 +$480,785 2,316.19% 11
2023 Q2 2,268,923 $58,475,131 -$945,931 2,577.22% 10
2023 Q1 2,307,735 $52,593,146 -$2,088,544 2,279% 11
2022 Q4 2,403,853 $47,696,142 -$1,105,139 1,984.17% 11
2022 Q3 2,264,875 $42,575,000 +$2,053,546 1,879.61% 9
2022 Q2 2,155,600 $42,787,000 -$2,372,067 1,984.7% 9
2022 Q1 2,265,948 $59,775,000 +$7,451,273 2,637.94% 10
2021 Q4 1,983,096 $60,673,000 +$39,462,037 3,059.64% 11
2021 Q3 693,116 $20,419,000 +$1,516,091 2,945.48% 10
2021 Q2 641,671 $18,671,000 -$4,107,605 2,909.84% 9
2021 Q1 714,845 $18,572,000 -$1,620,424 2,598.08% 6
2020 Q4 839,899 $22,199,000 +$16,237,185 2,643.12% 6
2020 Q3 227,597 $5,498,000 +$5,498,002 2,415.91% 4