Northern Lights Fund Trust IV - Exchange Traded Funds (LCG)

Historical Holders from Q3 2020 to Q3 2025

Type / Class
Equity / Exchange Traded Funds
Symbol
LCG
Shares outstanding
968,686
Price per share
$33.31
All holders as of 30 Sep 2025
Q3 2025
Total 13F shares
560,939
Total reported value
$18,507,122
% of total 13F portfolios
0%
Share change
+850
Value change
+$148,282
Number of holders
14
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of Northern Lights Fund Trust IV - Exchange Traded Funds (LCG) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
TRUIST FINANCIAL CORP 5.1% -10% $1,623,101 -$1,095,987 49,403 -40% TRUIST FINANCIAL CORP 30 Sep 2025
As of 30 Sep 2025, Northern Lights Fund Trust IV - Exchange Traded Funds (LCG) has 14 institutional shareholders filing 13F forms. They hold 560,939 shares. of 968,686 outstanding shares (58%) .

Top 16 institutional shareholders own 58% of the company.

Filer Ownership Nb Shares Share Change % Portfolio % Holdings Value
Arax Advisory Partners 13% 122,869 +27% 0.08% $4,114,366
B.O.S.S. Retirement Advisors, LLC 12% 120,079 -7.5% 0.94% $3,945,196
AE Wealth Management LLC 7.9% 76,200 -13% 0.02% $2,503,540
ENVESTNET ASSET MANAGEMENT INC 6.6% 63,825 -10% 0% $2,096,970
D.A. DAVIDSON & CO. 6.5% 62,665 +1% 0.01% $2,058,858
TRUIST FINANCIAL CORP 5.1% 49,403 -15% 0% $1,623,136
SUSQUEHANNA INTERNATIONAL GROUP, LLP 2.2% 21,349 0% $701,421
Sterling Capital Management LLC 1% 10,162 0% 0% $333,873
United Advisor Group, LLC 0.84% 8,150 0.04% $267,768
DAVENPORT & Co LLC 0.74% 7,163 -0.08% 0% $235,335
Nicholas Wealth, LLC. 0.69% 6,664 -8.9% 0.09% $218,929
LPL Financial LLC 0.68% 6,550 0% 0% $215,200
Rockefeller Capital Management L.P. 0.5% 4,868 0% $159,938
UBS Group AG 0.1% 992 +17% 0% $32,592
RAYMOND JAMES FINANCIAL INC 0% 0 -100% $0
TOUNJIAN ADVISORY PARTNERS, LLC 0% 0 -100% $0

Institutional Holders of Northern Lights Fund Trust IV - Exchange Traded Funds (LCG) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price Investors
2025 Q3 560,939 $18,507,122 +$148,282 $32.86 14
2025 Q2 560,089 $17,641,212 -$1,529,822 $31.63 13
2025 Q1 609,533 $16,921,252 -$1,966,846 $27.76 12
2024 Q4 659,871 $19,595,422 +$849,805 $29.70 11
2024 Q3 639,859 $18,434,347 -$3,148,550 $28.81 13
2024 Q2 741,458 $20,031,085 +$2,618,466 $27.02 10
2024 Q1 643,588 $19,687,768 -$50,653,434 $30.59 9
2023 Q4 2,278,996 $65,109,486 -$295,780 $28.48 9
2023 Q3 2,315,929 $53,641,331 +$480,785 $23.16 11
2023 Q2 2,268,923 $58,475,131 -$945,931 $25.77 10
2023 Q1 2,307,735 $52,593,146 -$2,088,544 $22.79 11
2022 Q4 2,403,853 $47,696,142 -$1,105,139 $19.84 11
2022 Q3 2,264,875 $42,575,000 +$2,053,546 $18.80 9
2022 Q2 2,155,600 $42,787,000 -$2,372,067 $19.85 9
2022 Q1 2,265,948 $59,775,000 +$7,451,273 $26.38 10
2021 Q4 1,983,096 $60,673,000 +$39,462,037 $30.60 11
2021 Q3 693,116 $20,419,000 +$1,516,091 $29.45 10
2021 Q2 641,671 $18,671,000 -$4,107,605 $29.10 9
2021 Q1 714,845 $18,572,000 -$1,620,424 $25.98 6
2020 Q4 839,899 $22,199,000 +$16,237,185 $26.43 6
2020 Q3 227,597 $5,498,000 +$5,498,002 $24.16 4