Northern Lights Fund Trust IV - Exchange Traded Funds (LCG)

Q3 2021 13F Holders as of 30 Sep 2021

Type / Class
Equity / Exchange Traded Funds
Shares outstanding
968,686
Total 13F shares
693,116
Share change
+51,445
Total reported value
$20,419,000
Price per share
$29.45
Number of holders
10
Value change
+$1,516,091
Number of buys
6
Number of sells
3

Institutional Holders of Northern Lights Fund Trust IV - Exchange Traded Funds (LCG) as of Q3 2021

As of 30 Sep 2021, Northern Lights Fund Trust IV - Exchange Traded Funds (LCG) was held by 10 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 693,116 shares. The largest 10 holders included AE Wealth Management LLC, TRUIST FINANCIAL CORP, SRS Capital Advisors, Inc., ENVESTNET ASSET MANAGEMENT INC, CITADEL ADVISORS LLC, RAYMOND JAMES & ASSOCIATES, ADVISOR GROUP HOLDINGS, INC., Column Capital Advisors, LLC, Carroll Financial Associates, Inc., and UBS Group AG. This page lists 10 institutional shareholders reporting positions in this security for the Q3 2021 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.