Q3 2023 13F Holders as of 9/30/2023
-
Type / Class
-
Equity / Exchange Traded Funds
-
Shares outstanding
-
969K
-
Number of holders
-
11
-
Total 13F shares, excl. options
-
2.32M
-
Shares change
-
+21.7K
-
Total reported value, excl. options
-
$53.6M
-
Value change
-
+$481K
-
Number of buys
-
6
-
Number of sells
-
-5
-
Price
-
$23.16
Significant Holders of Northern Lights Fund Trust IV - Exchange Traded Funds (LCG) as of Q3 2023
12 filings reported holding LCG - Northern Lights Fund Trust IV - Exchange Traded Funds as of Q3 2023.
Northern Lights Fund Trust IV - Exchange Traded Funds (LCG) has 11 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 2.32M shares
.
Largest 10 shareholders include AE Wealth Management LLC (1.6M shares), SRS Capital Advisors, Inc. (240K shares), B.O.S.S. Retirement Advisors, LLC (206K shares), TRUIST FINANCIAL CORP (77K shares), ENVESTNET ASSET MANAGEMENT INC (70.6K shares), D.A. DAVIDSON & CO. (62.3K shares), BluePath Capital Management, LLC (25.3K shares), DAVENPORT & Co LLC (23.7K shares), CARY STREET PARTNERS INVESTMENT ADVISORY LLC (7.4K shares), and UBS Group AG (1.7K shares).
This table shows the top 11 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.