Nuveen Dow 30sm Dynamic Overwrite Fund - Common (DIAX)

Q3 2016 13F Holders as of 30 Sep 2016

Type / Class
Equity / Common
Shares outstanding
36,401,404
Total 13F shares
7,277,550
Share change
-369,195
Total reported value
$104,852,000
Price per share
$14.42
Number of holders
51
Value change
-$5,340,623
Number of buys
17
Number of sells
25

Institutional Holders of Nuveen Dow 30sm Dynamic Overwrite Fund - Common (DIAX) as of Q3 2016

As of 30 Sep 2016, Nuveen Dow 30sm Dynamic Overwrite Fund - Common (DIAX) was held by 51 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 7,277,550 shares. The largest 10 holders included PARAMETRIC PORTFOLIO ASSOCIATES LLC, Karpus Management, Inc., WELLS FARGO & COMPANY/MN, UBS Group AG, Invesco Ltd., Advisors Asset Management, Inc., GUGGENHEIM CAPITAL LLC, BANK OF AMERICA CORP /DE/, LADENBURG THALMANN FINANCIAL SERVICES INC, and LPL Financial LLC. This page lists 51 institutional shareholders reporting positions in this security for the Q3 2016 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.