| Filer | Ownership | Change % | Holdings Value | Net Change | Nb Shares | Change % | Reporting Name | Report Period |
|---|---|---|---|---|---|---|---|---|
| FIRST TRUST PORTFOLIOS LP | 5.1% | $27,058,510 | 1,867,392 | First Trust Portfolios L.P. | 31 Mar 2025 |
As of 30 Sep 2025, 108 institutional investors reported holding 11,971,494 shares of Nuveen Dow 30sm Dynamic Overwrite Fund - Common (DIAX). This represents 33% of the company’s total 36,401,404 outstanding shares.
The largest institutional shareholders of Nuveen Dow 30sm Dynamic Overwrite Fund - Common (DIAX) together control 28% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.
| Institution | Ownership % | Shares Held | Share Change % | Portfolio % | Holdings Value |
|---|---|---|---|---|---|
| MORGAN STANLEY | 5% | 1,809,422 | -1.2% | 0% | $26,942,301 |
| BANK OF AMERICA CORP /DE/ | 3% | 1,106,449 | +0.68% | 0% | $16,475,032 |
| Saba Capital Management, L.P. | 2.8% | 1,034,426 | +45% | 0.51% | $15,402,603 |
| RAYMOND JAMES FINANCIAL INC | 2% | 731,263 | -0.16% | 0% | $10,888,518 |
| WELLS FARGO & COMPANY/MN | 1.7% | 616,580 | +9% | 0% | $9,180,869 |
| Invesco Ltd. | 1.6% | 581,790 | -0.6% | 0% | $8,662,854 |
| GUGGENHEIM CAPITAL LLC | 1.5% | 530,137 | -11% | 0.06% | $7,893,740 |
| Allspring Global Investments Holdings, LLC | 1.4% | 527,485 | +49% | 0.01% | $7,854,252 |
| UBS Group AG | 1.2% | 428,921 | -3.7% | 0% | $6,386,634 |
| Cornerstone Advisors, LLC | 1% | 373,933 | -21% | 0.18% | $5,567,862 |
| Capital Investment Advisors, LLC | 0.99% | 361,745 | -7.3% | 0.09% | $5,386,387 |
| Shaker Financial Services, LLC | 0.89% | 324,768 | -29% | 1.7% | $4,935,713 |
| AQR Arbitrage LLC | 0.75% | 274,485 | -22% | 0.1% | $4,048,654 |
| WOLVERINE ASSET MANAGEMENT LLC | 0.68% | 246,737 | -1.2% | 0.05% | $3,673,913 |
| LPL Financial LLC | 0.59% | 213,080 | +8.5% | 0% | $3,172,763 |
| Thomas J. Herzfeld Advisors, Inc. | 0.5% | 180,969 | -26% | 0.92% | $2,694,628 |
| 1607 Capital Partners, LLC | 0.42% | 151,311 | -5.2% | 0.17% | $2,253,021 |
| MML INVESTORS SERVICES, LLC | 0.35% | 126,346 | +8.5% | 0.01% | $1,881,297 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0.29% | 105,941 | 0.09% | $1,577,462 | |
| AMERIPRISE FINANCIAL INC | 0.28% | 101,102 | +0.51% | 0% | $1,509,546 |
| ROYAL BANK OF CANADA | 0.26% | 93,615 | -5.6% | 0% | $1,394,000 |
| OSAIC HOLDINGS, INC. | 0.26% | 93,509 | -1.1% | 0% | $1,381,076 |
| ENVESTNET ASSET MANAGEMENT INC | 0.25% | 89,928 | +1.4% | 0% | $1,339,028 |
| NBC SECURITIES, INC. | 0.23% | 85,323 | +9% | 0.1% | $1,270,466 |
| PARK AVENUE SECURITIES LLC | 0.23% | 84,844 | -0.7% | 0.01% | $1,263,000 |
| Period | Reported Shares, Excl. Options | Value, Excl. Options | Value Change | Price (Median) | Investors |
|---|---|---|---|---|---|
| 2025 Q4 | 1,336,990 | $20,389,214 | +$1,273,194 | $15.26 | 21 |
| 2025 Q3 | 11,971,494 | $178,315,804 | +$1,353,088 | $14.89 | 108 |
| 2025 Q2 | 11,833,348 | $169,820,325 | +$7,678,447 | $14.34 | 104 |
| 2025 Q1 | 11,270,874 | $163,257,179 | -$4,400,281 | $14.49 | 100 |
| 2024 Q4 | 11,571,353 | $174,252,220 | +$1,154,224 | $15.06 | 89 |
| 2024 Q3 | 11,459,137 | $170,193,316 | +$1,834,379 | $14.85 | 84 |
| 2024 Q2 | 11,339,803 | $158,940,848 | +$1,018,175 | $14.01 | 85 |
| 2024 Q1 | 11,252,474 | $165,226,475 | +$3,305,138 | $14.66 | 81 |
| 2023 Q4 | 9,653,201 | $135,157,695 | +$9,727,440 | $14.00 | 79 |
| 2023 Q3 | 10,023,159 | $137,432,541 | +$10,519,573 | $13.70 | 80 |
| 2023 Q2 | 8,320,240 | $117,546,039 | +$9,858,653 | $14.11 | 80 |
| 2023 Q1 | 8,593,180 | $126,251,614 | +$5,617,940 | $14.68 | 82 |
| 2022 Q4 | 8,100,345 | $125,644,169 | +$1,643,471 | $15.51 | 75 |
| 2022 Q3 | 8,007,613 | $108,119,807 | -$1,725,602 | $13.49 | 70 |
| 2022 Q2 | 8,140,705 | $124,457,704 | +$1,956,154 | $15.28 | 74 |
| 2022 Q1 | 8,067,133 | $134,031,919 | +$3,962,916 | $16.61 | 73 |
| 2021 Q4 | 7,822,148 | $139,010,545 | -$7,017,102 | $17.77 | 76 |
| 2021 Q3 | 8,282,413 | $138,785,562 | -$8,548,695 | $16.75 | 79 |
| 2021 Q2 | 8,793,903 | $149,716,087 | -$798,574 | $17.02 | 89 |
| 2021 Q1 | 8,853,736 | $143,851,293 | +$8,795,850 | $16.25 | 94 |
| 2020 Q4 | 8,217,280 | $124,857,549 | +$6,336,621 | $15.20 | 88 |
| 2020 Q3 | 7,753,768 | $104,882,302 | +$3,218,533 | $13.53 | 80 |
| 2020 Q2 | 7,620,278 | $103,729,819 | +$4,431,611 | $13.61 | 75 |
| 2020 Q1 | 7,307,054 | $91,513,339 | +$6,824,160 | $12.52 | 82 |
| 2019 Q4 | 6,742,614 | $119,068,331 | +$282,237 | $17.66 | 79 |
| 2019 Q3 | 6,506,814 | $115,913,883 | -$4,127,493 | $17.82 | 74 |
| 2019 Q2 | 6,730,878 | $118,524,234 | +$4,216,993 | $17.61 | 76 |
| 2019 Q1 | 6,498,715 | $116,965,992 | -$87,583 | $18.00 | 79 |
| 2018 Q4 | 6,560,279 | $105,772,979 | +$2,800,363 | $16.12 | 84 |
| 2018 Q3 | 6,203,128 | $122,748,085 | +$8,284,491 | $19.79 | 68 |
| 2018 Q2 | 5,801,936 | $107,199,925 | +$2,283,461 | $18.48 | 68 |
| 2018 Q1 | 5,691,397 | $101,338,545 | -$4,613,811 | $17.77 | 68 |
| 2017 Q4 | 5,955,096 | $112,195,145 | -$7,824,451 | $18.84 | 74 |
| 2017 Q3 | 6,388,628 | $108,259,176 | -$2,959,762 | $16.96 | 60 |
| 2017 Q2 | 6,579,155 | $108,693,912 | -$17,897,032 | $16.52 | 61 |
| 2017 Q1 | 7,637,279 | $119,539,390 | +$5,369,457 | $15.65 | 62 |
| 2016 Q4 | 7,160,540 | $107,550,000 | +$267,235 | $15.00 | 58 |
| 2016 Q3 | 7,277,550 | $104,852,000 | -$5,340,623 | $14.42 | 51 |
| 2016 Q2 | 7,671,779 | $111,450,000 | -$754,923 | $14.53 | 53 |
| 2016 Q1 | 7,513,951 | $105,943,000 | +$2,180,217 | $14.11 | 52 |
| 2015 Q4 | 7,621,888 | $109,302,000 | +$10,134,283 | $14.36 | 60 |
| 2015 Q3 | 6,790,182 | $91,590,000 | +$7,358,726 | $13.48 | 60 |
| 2015 Q2 | 6,525,424 | $96,905,284 | +$6,751,355 | $14.85 | 55 |
| 2015 Q1 | 6,021,320 | $91,348,359 | +$14,517,236 | $15.17 | 57 |
| 2014 Q4 | 4,833,815 | $74,535,560 | +$69,347,605 | $15.42 | 51 |