Q4 2016 13F Holders as of 12/31/2016
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Type / Class
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Equity / Common
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Shares outstanding
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36.4M
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Number of holders
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58
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Total shares
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7.16M
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Shares change
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+12.5K
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Total reported value, excl. options
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$108M
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Value change
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+$267K
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Number of buys
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27
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Number of sells
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-23
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Price
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$15.00
Significant Holders of Nuveen Dow 30sm Dynamic Overwrite Fund - Common (DIAX) as of Q4 2016
58 filings reported holding DIAX - Nuveen Dow 30sm Dynamic Overwrite Fund - Common as of Q4 2016.
Nuveen Dow 30sm Dynamic Overwrite Fund - Common (DIAX) has 58 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 7.16M shares
of 36.4M outstanding shares and own 19.67% of the company stock.
Largest 10 shareholders include Parametric Portfolio Associates LLC (927K shares), UBS Group AG (742K shares), Karpus Management, Inc. (539K shares), Invesco Ltd. (508K shares), WELLS FARGO & COMPANY/MN (452K shares), Advisors Asset Management, Inc. (373K shares), BANK OF AMERICA CORP /DE/ (271K shares), LPL Financial LLC (251K shares), LADENBURG THALMANN FINANCIAL SERVICES INC. (250K shares), and Raymond James Financial Services Advisors, Inc. (237K shares).
This table shows the top 58 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.