Q4 2013 13F Holders as of 12/31/2013
-
Type / Class
-
Equity / Common Stock
-
Shares outstanding
-
119M
-
Number of holders
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104
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Total 13F shares, excl. options
-
19.8M
-
Shares change
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+37.2K
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Total reported value, excl. options
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$317M
-
Value change
-
+$595K
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Number of buys
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2
-
Number of sells
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-1
-
Price
-
$16.01
Significant Holders of ROYCE SMALL-CAP TRUST, INC. - Common Stock (RVT) as of Q4 2013
104 filings reported holding RVT - ROYCE SMALL-CAP TRUST, INC. - Common Stock as of Q4 2013.
ROYCE SMALL-CAP TRUST, INC. - Common Stock (RVT) has 104 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 19.8M shares
of 119M outstanding shares and own 16.6% of the company stock.
Largest 10 shareholders include MORGAN STANLEY (2.92M shares), Relative Value Partners, LLC (2.25M shares), Gramercy Funds Management LLC (1.8M shares), RIVERNORTH CAPITAL MANAGEMENT, LLC (1.59M shares), WELLS FARGO & COMPANY/MN (1.38M shares), UBS AG (744K shares), Invesco Ltd. (633K shares), NORTH STAR ASSET MANAGEMENT INC (587K shares), LAZARD ASSET MANAGEMENT LLC (568K shares), and Karpus Management, Inc. (508K shares).
This table shows the top 104 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.