Q4 2013 13F Holders as of 31 Dec 2013
-
Type / Class
-
Equity / Mutual Fund SH CL B
-
Shares outstanding
-
17,018,480
-
Total 13F shares
-
17,013,013
-
Share change
-
-37,500
-
Total reported value
-
$237,320,295
-
Price per share
-
$13.95
-
Number of holders
-
49
-
Value change
-
-$523,125
-
Number of sells
-
1
Institutional Holders of Total Return Securities Fund - Mutual Fund SH CL B (SWZ) as of Q4 2013
As of 31 Dec 2013,
Total Return Securities Fund - Mutual Fund SH CL B (SWZ) was held by
49 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
17,013,013 shares.
The largest 10 holders included
LAZARD ASSET MANAGEMENT LLC, 1607 Capital Partners, LLC, WELLS FARGO & COMPANY/MN, Bulldog Investors, LLC, Karpus Management, Inc., Grantham, Mayo, Van Otterloo & Co. LLC, Diversified Trust Co, Del Mar Asset Management, LP, SUSQUEHANNA INTERNATIONAL GROUP, LLP, and CITY OF LONDON INVESTMENT MANAGEMENT CO LTD.
This page lists
49
institutional shareholders reporting positions in this security
for the Q4 2013 filing period.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price
|
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.