Total Return Securities Fund - Mutual Fund SH CL B (SWZ)

Historical Holders from Q1 2014 to Q2 2025

Symbol
SWZ on NYSE
CUSIP
870875101
Type / Class
Equity / Mutual Fund SH CL B
Shares outstanding
13M
All holders as of June 30, 2025
Q2 2025
Total 13F shares, excl. options
6.02M
Holdings value
$38.1M
% of all portfolios
0%
Grand Portfolio weight change
0%
Number of holders
38
Number of buys
19
Number of sells
-13
Average Value change %
+0%
Average buys %
+0%
Average sells %
0%
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of Total Return Securities Fund - Mutual Fund SH CL B (SWZ)

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
Allspring Global Investments Holdings, LLC 16.4% +10% $12.9M $1.19M 2.13M +10.2% Allspring Global Investments Holdings, LLC Sep 30, 2025
RIVERNORTH CAPITAL MANAGEMENT, LLC 5.16% $4.06M 670K RIVERNORTH CAPITAL MANAGEMENT, LLC Jun 30, 2025
LAZARD ASSET MANAGEMENT LLC 5.1% -55.6% $4.04M -$5.23M 666K -56.4% Lazard Asset Management LLC Jun 30, 2025

Institutional Holders of Total Return Securities Fund - Mutual Fund SH CL B (SWZ)

Period Reported Shares, Excl. Options Value, Excl. Options Change Price Investors
2025 Q2 6.02M $38.1M -$349K $6.34 38
2025 Q1 5.96M $54.9M +$1.29M $9.22 37
2024 Q4 5.79M $43.5M -$37.1K $7.49 37
2024 Q3 5.81M $51.9M +$1.55M $8.95 37
2024 Q2 5.65M $45.5M +$1.91M $8.07 42
2024 Q1 5.32M $42.2M +$53.3K $7.93 36
2023 Q4 5.25M $43M +$1.11M $8.20 31
2023 Q3 5.22M $39.9M +$2.74M $7.64 32
2023 Q2 4.86M $40M -$455K $8.22 32
2023 Q1 4.92M $39M +$907K $7.93 30
2022 Q4 4.8M $36.3M +$1.29M $7.56 33
2022 Q3 4.57M $31M -$1.2M $6.79 30
2022 Q2 4.73M $37.2M -$1.2M $7.86 30
2022 Q1 4.87M $44.9M -$1.43M $9.22 31
2021 Q4 5.02M $49.9M -$12M $9.94 33
2021 Q3 5.08M $46.6M -$393K $9.18 36
2021 Q2 5.12M $49.8M +$1.18M $9.73 38
2021 Q1 5M $44M -$331K $8.79 34
2020 Q4 5.03M $45M +$2.56M $8.94 35
2020 Q3 4.75M $39.3M +$3.34M $8.28 37
2020 Q2 4.44M $34.8M -$939K $7.84 35
2020 Q1 4.55M $31.6M -$808K $6.95 39
2019 Q4 4.65M $39.1M +$4.39M $8.41 39
2019 Q3 3.98M $32M +$3.17M $8.03 34
2019 Q2 3.59M $28.4M +$2.5M $7.90 32
2019 Q1 3.34M $25.4M +$2.71M $7.62 32
2018 Q4 2.99M $20.7M -$84.1M $6.90 32
2018 Q3 15M $128M -$3.29M $8.51 44
2018 Q2 15.1M $187M +$1.78M $12.35 40
2018 Q1 15M $184M +$2.37M $12.25 43
2017 Q4 14.8M $189M +$2.95M $12.76 41
2017 Q3 14.5M $185M +$4.58M $12.77 43
2017 Q2 14.2M $180M -$24.6M $12.70 49
2017 Q1 16.1M $187M +$1.73M $11.60 55
2016 Q4 16M $163M -$1.04M $10.21 59
2016 Q3 16.1M $172M +$496K $10.69 55
2016 Q2 16M $166M +$3M $10.35 58
2016 Q1 15.8M $160M +$1.77M $10.18 59
2015 Q4 15.6M $165M +$5.18M $10.56 54
2015 Q3 15.1M $164M +$2.97M $10.86 49
2015 Q2 14.8M $173M +$7.32M $11.70 50
2015 Q1 14.4M $166M +$867K $11.54 49
2014 Q4 14.2M $158M +$5.56M $11.14 53
2014 Q3 13.8M $187M +$7.14M $13.53 53
2014 Q2 13.2M $192M -$6.35M $14.57 56
2014 Q1 13.2M $190M -$49.7M $14.38 52