Q3 2014 13F Holders as of 9/30/2014
-
Type / Class
-
Equity / Closed End Fund
-
Shares outstanding
-
13.6M
-
Number of holders
-
53
-
Total 13F shares, excl. options
-
13.8M
-
Shares change
-
+547K
-
Total reported value, excl. options
-
$187M
-
Value change
-
+$7.14M
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Number of buys
-
26
-
Number of sells
-
-17
-
Price
-
$13.53
Significant Holders of Total Return Securities Fund - Closed End Fund (SWZ) as of Q3 2014
60 filings reported holding SWZ - Total Return Securities Fund - Closed End Fund as of Q3 2014.
Total Return Securities Fund - Closed End Fund (SWZ) has 53 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 13.8M shares
.
Largest 10 shareholders include LAZARD ASSET MANAGEMENT LLC (3.46M shares), 1607 Capital Partners, LLC (3.34M shares), WELLS FARGO & COMPANY/MN (1.77M shares), Bulldog Investors, LLC (1.74M shares), Karpus Management, Inc. (1.34M shares), Grantham, Mayo, Van Otterloo & Co. LLC (389K shares), WOLVERINE ASSET MANAGEMENT LLC (220K shares), Cutter & CO Brokerage, Inc. (117K shares), BANK OF AMERICA CORP /DE/ (114K shares), and CITY OF LONDON INVESTMENT MANAGEMENT CO LTD (95K shares).
This table shows the top 53 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.