Q1 2015 13F Holders as of 31 Mar 2015
-
Type / Class
-
Equity / Closed End Fund
-
Shares outstanding
-
16,973,894
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Number of holders
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49
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Total 13F shares, excl. options
-
14,371,929
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Shares change
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+55,273
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Total reported value, excl. options
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$165,845,538
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Value change
-
+$867,366
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Number of buys
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29
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Number of sells
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-20
-
Price
-
$11.54
Significant Holders of Total Return Securities Fund - Closed End Fund (SWZ) as of Q1 2015
57 filings reported holding SWZ - Total Return Securities Fund - Closed End Fund as of Q1 2015.
Total Return Securities Fund - Closed End Fund (SWZ) has 49 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 14,371,929 shares
of 16,973,894 outstanding shares and own 85% of the company stock.
Largest 10 shareholders include 1607 Capital Partners, LLC (3,573,149 shares), LAZARD ASSET MANAGEMENT LLC (3,436,001 shares), WELLS FARGO & COMPANY/MN (2,703,081 shares), Karpus Management, Inc. (1,560,465 shares), Bulldog Investors, LLC (983,198 shares), Gramercy Funds Management LLC (269,141 shares), CORNERSTONE ADVISORS INC (237,708 shares), Weiss Asset Management LP (225,911 shares), WOLVERINE ASSET MANAGEMENT LLC (193,355 shares), and BANK OF AMERICA CORP /DE/ (119,945 shares).
This table shows the top 49 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.