Q4 2015 13F Holders as of 12/31/2015
-
Type / Class
-
Equity / Mutual Fund SH CL B
-
Shares outstanding
-
13M
-
Number of holders
-
54
-
Total 13F shares, excl. options
-
15.6M
-
Shares change
-
+492K
-
Total reported value, excl. options
-
$165M
-
Value change
-
+$5.18M
-
Number of buys
-
21
-
Number of sells
-
-16
-
Price
-
$10.56
Significant Holders of Total Return Securities Fund - Mutual Fund SH CL B (SWZ) as of Q4 2015
57 filings reported holding SWZ - Total Return Securities Fund - Mutual Fund SH CL B as of Q4 2015.
Total Return Securities Fund - Mutual Fund SH CL B (SWZ) has 54 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 15.6M shares
.
Largest 10 shareholders include WELLS FARGO & COMPANY/MN (3.8M shares), 1607 Capital Partners, LLC (3.72M shares), LAZARD ASSET MANAGEMENT LLC (3.31M shares), Karpus Management, Inc. (1.79M shares), Bulldog Investors, LLC (869K shares), Gramercy Funds Management LLC (418K shares), CORNERSTONE ADVISORS INC (123K shares), BANK OF AMERICA CORP /DE/ (122K shares), Commonwealth Equity Services, Inc (118K shares), and Cutler Capital Management, LLC (116K shares).
This table shows the top 54 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.