Q4 2015 13F Holders as of 31 Dec 2015
-
Type / Class
-
Equity / Closed End Fund
-
Shares outstanding
-
16,973,894
-
Number of holders
-
54
-
Total 13F shares, excl. options
-
15,599,717
-
Shares change
-
+492,197
-
Total reported value, excl. options
-
$164,733,000
-
Value change
-
+$5,178,202
-
Number of buys
-
21
-
Number of sells
-
16
-
Price
-
$10.56
Institutional Holders of Total Return Securities Fund - Closed End Fund (SWZ) as of Q4 2015
As of 31 Dec 2015 Total Return Securities Fund - Closed End Fund (SWZ) had 54 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions held a total of 15,599,717 shares of stock of the company.
Largest 10 holders included WELLS FARGO & COMPANY/MN, 1607 Capital Partners, LLC, LAZARD ASSET MANAGEMENT LLC, Karpus Management, Inc., Bulldog Investors, LLC, Gramercy Funds Management LLC, CORNERSTONE ADVISORS INC, BANK OF AMERICA CORP /DE/, Commonwealth Equity Services, Inc, and Cutler Capital Management, LLC.
This table shows 54 institutional shareholders of the security as of 31 Dec 2015.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.