Q1 2016 13F Holders as of 31 Mar 2016
-
Type / Class
-
Equity / Mutual Fund SH CL B
-
Shares outstanding
-
17,018,480
-
Total 13F shares
-
15,758,930
-
Share change
-
+179,013
-
Total reported value
-
$160,397,000
-
Price per share
-
$10.18
-
Number of holders
-
59
-
Value change
-
+$1,769,478
-
Number of buys
-
31
-
Number of sells
-
16
Institutional Holders of Total Return Securities Fund - Mutual Fund SH CL B (SWZ) as of Q1 2016
As of 31 Mar 2016 Total Return Securities Fund - Mutual Fund SH CL B (SWZ) had 59 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions held a total of 15,758,930 shares of stock of the company.
Largest 10 holders included WELLS FARGO & COMPANY/MN, 1607 Capital Partners, LLC, LAZARD ASSET MANAGEMENT LLC, Karpus Management, Inc., Bulldog Investors, LLC, Gramercy Funds Management LLC, BANK OF AMERICA CORP /DE/, Commonwealth Equity Services, Inc, Cutler Capital Management, LLC, and JOHN G ULLMAN & ASSOCIATES INC.
This table shows 59 institutional shareholders of the security as of 31 Mar 2016.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.