Q2 2016 13F Holders as of 30 Jun 2016
-
Type / Class
-
Equity / Closed End Fund
-
Shares outstanding
-
16,973,894
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Number of holders
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58
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Total 13F shares, excl. options
-
16,047,046
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Shares change
-
+288,116
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Total reported value, excl. options
-
$166,078,530
-
Value change
-
+$2,996,433
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Number of buys
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28
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Number of sells
-
-16
-
Price
-
$10.35
Significant Holders of Total Return Securities Fund - Closed End Fund (SWZ) as of Q2 2016
64 filings reported holding SWZ - Total Return Securities Fund - Closed End Fund as of Q2 2016.
Total Return Securities Fund - Closed End Fund (SWZ) has 58 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 16,047,046 shares
of 16,973,894 outstanding shares and own 95% of the company stock.
Largest 10 shareholders include WELLS FARGO & COMPANY/MN (3,919,398 shares), 1607 Capital Partners, LLC (3,817,501 shares), LAZARD ASSET MANAGEMENT LLC (3,221,089 shares), Karpus Management, Inc. (1,783,806 shares), Bulldog Investors, LLC (1,010,103 shares), Gramercy Funds Management LLC (407,936 shares), BANK OF AMERICA CORP /DE/ (180,194 shares), CITIGROUP INC (136,540 shares), Commonwealth Equity Services, Inc (135,297 shares), and JOHN G ULLMAN & ASSOCIATES INC (124,190 shares).
This table shows the top 58 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.